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SABA

Saba Capital Income & Opportunities Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
FPCG
101
Fort Pitt Capital Group
Pennsylvania
$71K
SPC
102
Sigma Planning Corp
Michigan
$70K
ClearBridge Investments
103
ClearBridge Investments
New York
$69K
SWM
104
SeaCrest Wealth Management
New York
$67K +$50.7K +4,000 +296%
SKK
105
Shepherd Kaplan Krochuk
Massachusetts
$66K -$306K -24,175 -82%
SCM
106
SOL Capital Management
Maryland
$63K
AAS
107
Avantax Advisory Services
Texas
$63K +$63.4K +5,001 New
NCM
108
Narwhal Capital Management
Georgia
$63K +$63.8K +5,032 New
AF
109
Allworth Financial
California
$62K
BC
110
Bartlett & Co
Ohio
$49K
BCWM
111
Bartlett & Co Wealth Management
Ohio
$48.5K
SIC
112
Salem Investment Counselors
North Carolina
$43K +$44.4K +3,500 New
TRCT
113
Tower Research Capital (TRC)
New York
$31K -$19.6K -1,545 -38%
CFD
114
Creative Financial Designs
Indiana
$31K
GWM
115
Geneos Wealth Management
Colorado
$26K
GI
116
Gradient Investments
Minnesota
$26K
PNC Financial Services Group
117
PNC Financial Services Group
Pennsylvania
$26K +$8.27K +652 +45%
LB
118
Legacy Bridge
Iowa
$25K +$25.4K +2,000 New
S
119
SignatureFD
Georgia
$23K
IF
120
Ironwood Financial
Arizona
$22K
TCM
121
Tradewinds Capital Management
Washington
$21K
QCIG
122
Quad-Cities Investment Group
Iowa
$19K +$342 +27 +2%
Citigroup
123
Citigroup
New York
$15K -$34.5K -2,721 -71%
FIB
124
First Interstate Bank
Montana
$15K
FCA
125
FinTrust Capital Advisors
South Carolina
$14K