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Saba Capital Income & Opportunities Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
ClearBridge Investments
101
ClearBridge Investments
New York
$31K – – –
GI
102
Gradient Investments
Minnesota
$25K – – –
Bank of Montreal
103
Bank of Montreal
Ontario, Canada
$22K – – –
IF
104
Ironwood Financial
Arizona
$22K – – –
TCM
105
Tradewinds Capital Management
Washington
$21K – – –
MA
106
MUFG Americas
New York
$21K +$21.2K +1,662 New
Koshinski Asset Management
107
Koshinski Asset Management
Illinois
$21K +$148K +11,601 New
SSB
108
Sandy Spring Bank
Maryland
$18K – – –
Envestnet Asset Management
109
Envestnet Asset Management
Illinois
$16K – – –
HIIFS
110
Harel Insurance Investments & Financial Services
Israel
$16K – – –
FIB
111
First Interstate Bank
Montana
$14K – – –
APSP
112
Asset Planning Services (Pennsylvania)
Pennsylvania
$14K +$153 +12 +1%
WP
113
WealthPLAN Partners
Nebraska
$12.5K -$12.4K -972 -49%
PCM
114
Penserra Capital Management
California
$12K +$3.18K +249 +34%
Citigroup
115
Citigroup
New York
$9K – – –
WTB
116
Washington Trust Bank
Washington
$9K – – –
GWM
117
Geneos Wealth Management
Colorado
$8K – – –
TSW
118
Thompson Siegel & Walmsley
Virginia
$8K – – –
Manulife (Manufacturers Life Insurance)
119
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7K – – –
EWM
120
Endurance Wealth Management
Rhode Island
$5K – – –
HNB
121
Huntington National Bank
Ohio
$5K – – –
SWA
122
Sutton Wealth Advisors
Florida
$4.33K – – –
ACS
123
Archford Capital Strategies
Illinois
$4K – – –
DAM
124
Delta Asset Management
Tennessee
$4K – – –
DSC
125
Duncker Streett & Co
Missouri
$4K – – –