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SABA

Saba Capital Income & Opportunities Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$1.25M +$68.2K +6,181 +6%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$1.21M +$152K +13,763 +15%
WCM
28
Windsor Capital Management
Arizona
$1.15M -$302K -27,362 -21%
PAS
29
Park Avenue Securities
New York
$1.11M +$68.9K +6,247 +7%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$1.03M +$68.2K +6,186 +7%
CCP
31
Clough Capital Partners
Massachusetts
$962K -$298K -27,063 -24%
EHC
32
Everett Harris & Co
California
$960K
HSA
33
HBK Sorce Advisory
Pennsylvania
$951K -$141K -12,803 -13%
WCM
34
Whitener Capital Management
North Carolina
$929K +$15.2K +1,375 +2%
KOMWMG
35
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$887K -$1.22M -110,831 -58%
Stifel Financial
36
Stifel Financial
Missouri
$882K -$60.5K -5,484 -7%
KWA
37
KCS Wealth Advisory
California
$863K -$355K -32,199 -29%
AA
38
Addison Advisors
Vermont
$852K +$839K +76,065 New
LPL Financial
39
LPL Financial
California
$814K -$4.39K -398 -0.5%
SI
40
Stephens Inc
Arkansas
$703K +$5.99K +543 +0.9%
SWA
41
Sightline Wealth Advisors
Connecticut
$589K -$87.9K -7,969 -13%
UBS Group
42
UBS Group
Switzerland
$514K -$44.9K -4,072 -8%
IA
43
IFG Advisory
Georgia
$444K +$17.4K +1,575 +4%
SMC
44
Smith, Moore & Co
Missouri
$414K -$68.9K -6,250 -14%
RPA
45
Rock Point Advisors
Vermont
$408K -$1.38K -125 -0.3%
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
$398K -$182K -16,537 -32%
MHIC
47
Marble Harbor Investment Counsel
Massachusetts
$368K
GIP
48
Greatmark Investment Partners
Georgia
$346K -$200K -18,125 -37%
SRC
49
Shufro Rose & Co
New York
$328K -$11K -1,000 -3%
WMG
50
WESCAP Management Group
California
$315K -$21.4K -1,937 -6%