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SABA

Saba Capital Income & Opportunities Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
RPA
26
Rock Point Advisors
Vermont
$1.35M -$15.7K -997 -1%
Stifel Financial
27
Stifel Financial
Missouri
$1.32M +$1.29M +82,105 New
BL
28
BCWM LLC
Kansas
$1.24M +$5.84K +371 +0.5%
GIP
29
Greatmark Investment Partners
Georgia
$1.21M +$383K +24,325 +48%
Ameriprise
30
Ameriprise
Minnesota
$1.11M +$471K +29,928 +77%
HFS
31
HL Financial Services
Kentucky
$769K +$636K +40,424 +544%
Goldman Sachs
32
Goldman Sachs
New York
$768K -$999K -63,482 -57%
KFS
33
KMS Financial Services
Washington
$758K +$11.8K +752 +2%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$738K
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$701K +$33.5K +2,130 +5%
SRC
36
Shufro Rose & Co
New York
$642K +$272K +17,250 +76%
PHIMC
37
Private Harbour Investment Management & Counsel
Ohio
$556K +$70.1K +4,450 +15%
ADBIC
38
A.D. Beadell Investment Counsel
Wisconsin
$550K
RJFSA
39
Raymond James Financial Services Advisors
Florida
$465K -$3.15K -200 -0.7%
MWR
40
McAdams Wright Ragen
Washington
$463K +$51.3K +3,257 +13%
WKWM
41
Walter & Keenan Wealth Management
Indiana
$462K +$453K +28,750 New
Cohen & Steers
42
Cohen & Steers
New York
$430K
CS
43
Credit Suisse
Switzerland
$418K -$138K -8,788 -25%
FAAS
44
First Allied Advisory Services
California
$393K -$268K -17,031 -41%
FIMG
45
Financial & Investment Management Group
Michigan
$376K +$368K +23,389 New
SSB
46
Sandy Spring Bank
Maryland
$361K -$128K -8,112 -27%
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$356K +$26.4K +1,674 +8%
RJT
48
Raymond James Trust
Florida
$321K +$81.5K +5,175 +35%
M&T Bank
49
M&T Bank
New York
$308K
NPC
50
National Planning Corporation
California
$303K +$4.52K +287 +2%