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SABA

Saba Capital Income & Opportunities Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
BL
26
BCWM LLC
Kansas
$1.22M -$372K -22,759 -23%
Barclays
27
Barclays
United Kingdom
$1.17M +$238K +14,564 +21%
SG Americas Securities
28
SG Americas Securities
New York
$896K +$920K +56,323 New
GIP
29
Greatmark Investment Partners
Georgia
$810K -$114K -7,000 -12%
KFS
30
KMS Financial Services
Washington
$738K +$40.6K +2,486 +6%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$729K -$190K -11,645 -20%
RIL
32
Rothschild Investment LLC
Illinois
$726K +$746K +45,650 New
FAAS
33
First Allied Advisory Services
California
$661K -$2.11M -129,399 -76%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$659K -$61K -3,737 -8%
Ameriprise
35
Ameriprise
Minnesota
$622K +$150K +9,175 +31%
CS
36
Credit Suisse
Switzerland
$553K +$442K +27,078 +352%
ADBIC
37
A.D. Beadell Investment Counsel
Wisconsin
$544K -$40.8K -2,500 -7%
SSB
38
Sandy Spring Bank
Maryland
$486K -$169K -10,322 -25%
PHIMC
39
Private Harbour Investment Management & Counsel
Ohio
$479K -$82 -5 -0%
RJFSA
40
Raymond James Financial Services Advisors
Florida
$463K +$161K +9,860 +51%
SFS
41
Shaker Financial Services
Virginia
$462K +$475K +29,067 New
Cohen & Steers
42
Cohen & Steers
New York
$426K -$1.13M -68,982 -72%
MWR
43
McAdams Wright Ragen
Washington
$406K +$54.6K +3,345 +15%
SRC
44
Shufro Rose & Co
New York
$360K +$16.3K +1,000 +5%
BNP Paribas Financial Markets
45
BNP Paribas Financial Markets
France
$347K +$356K +21,800 New
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$325K -$2.14M -130,995 -86%
VKH
47
Virtu KCG Holdings
New York
$306K +$16.4K +1,005 +6%
M&T Bank
48
M&T Bank
New York
$304K
SMC
49
Smith, Moore & Co
Missouri
$303K +$311K +19,038 New
CAN
50
Cetera Advisor Networks
California
$302K -$92.2K -5,645 -23%