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RSMC

Rockefeller U.S. Small-Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Rockefeller Capital Management
1
Rockefeller Capital Management
New York
$739M +$752M +28,967,794 New
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$25.9M +$26.4M +1,015,578 New
SG
3
StoneX Group
New York
$24.1M +$24.5M +943,674 New
Brown Advisory
4
Brown Advisory
Maryland
$4.57M +$4.65M +179,221 New
JP Morgan Chase
5
JP Morgan Chase
New York
$3.68M +$3.75M +144,387 New
BJL
6
Brighton Jones LLC
Washington
$3.08M +$3.13M +120,663 New
Franklin Resources
7
Franklin Resources
California
$1.63M +$1.66M +63,830 New
HTC
8
Haverford Trust Company
Pennsylvania
$822K +$836K +32,210 New
FNBT
9
FineMark National Bank & Trust
Florida
$547K +$557K +21,462 New
Bank of New York Mellon
10
Bank of New York Mellon
New York
$501K +$510K +19,647 New
CA
11
Clearstead Advisors
Ohio
$277K +$282K +10,870 New
UBS Group
12
UBS Group
Switzerland
$16.7K +$17K +656 New