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RSF

RiverNorth Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$9.71M -$726K -47,675 -7%
Nomura Holdings
2
Nomura Holdings
Japan
$3.09M +$3.07M +201,600 New
CL
3
CSS LLC
Illinois
$2.44M -$187K -12,296 -7%
IA
4
Icon Advisers
Colorado
$2.11M -$428K -28,119 -17%
WA
5
Waverly Advisors
Alabama
$1.92M -$239K -15,694 -11%
SFS
6
Shaker Financial Services
Virginia
$911K +$907K +59,493 New
CIA
7
Capital Investment Advisors
Georgia
$692K -$28.2K -1,850 -4%
Osaic Holdings
8
Osaic Holdings
Arizona
$450K +$396K +26,008 +776%
Raymond James Financial
9
Raymond James Financial
Florida
$330K +$329K +21,564 New
NA
10
NewEdge Advisors
Louisiana
$284K -$4.62K -303 -2%
LCM
11
Landscape Capital Management
New Jersey
$262K -$108K -7,071 -29%
YCM
12
Yakira Capital Management
Connecticut
$226K -$481K -31,535 -68%
AIA
13
Absolute Investment Advisers
Florida
$189K -$352K -23,092 -65%
QL
14
Quarry LP
New York
$189K -$18.7K -1,228 -9%
Morgan Stanley
15
Morgan Stanley
New York
$182K -$233K -15,260 -56%
UBS Group
16
UBS Group
Switzerland
$86K +$48.7K +3,197 +132%
WAM
17
WFA Asset Management
Wisconsin
$49K +$1.29K +85 +3%
NWMP
18
Noble Wealth Management PBC
Colorado
$14.1K +$14K +920 New
Fidelity Investments
19
Fidelity Investments
Massachusetts
$15 +$15 +1 New
TPWM
20
Twelve Points Wealth Management
Massachusetts
-$191K -12,498 Closed
FFA
21
Farther Finance Advisors
California
-$99.7K -6,530 Closed