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RSF

RiverNorth Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$12M +$678K +44,998 +6%
SFG
2
StrategIQ Financial Group
Indiana
$2.71M -$86.7K -5,753 -3%
IA
3
Icon Advisers
Colorado
$2.6M -$146K -9,692 -5%
CIA
4
Capital Investment Advisors
Georgia
$884K -$35.4K -2,346 -4%
Osaic Holdings
5
Osaic Holdings
Arizona
$656K +$15.1K +999 +2%
YCM
6
Yakira Capital Management
Connecticut
$492K -$57.9K -3,845 -11%
NA
7
NewEdge Advisors
Louisiana
$426K +$23.1K +1,530 +6%
Morgan Stanley
8
Morgan Stanley
New York
$390K -$20.3K -1,349 -5%
CL
9
CSS LLC
Illinois
$374K +$373K +24,734 New
MFG
10
Mendota Financial Group
Wisconsin
$361K +$360K +23,903 New
SFS
11
Shaker Financial Services
Virginia
$299K +$298K +19,803 New
RJA
12
Raymond James & Associates
Florida
$290K -$209K -13,855 -42%
UBS Group
13
UBS Group
Switzerland
$181K -$4.04K -268 -2%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$161K +$161K +10,662 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$22K
TPWM
16
Twelve Points Wealth Management
Massachusetts
-$378K -24,966 Closed
OFG
17
OTA Financial Group
New York
-$308K -20,401 Closed
WAM
18
WFA Asset Management
Wisconsin
-$16.9K -1,116 Closed
Wells Fargo
19
Wells Fargo
California
-$6.85K -453 Closed
TRCT
20
Tower Research Capital (TRC)
New York
-$3K -204 Closed