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RSF

RiverNorth Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$11.4M +$1.74M +114,899 +18%
IA
2
Icon Advisers
Colorado
$2.63M +$678K +44,785 +35%
WA
3
Waverly Advisors
Alabama
$2.27M -$148K -9,772 -6%
CL
4
CSS LLC
Illinois
$2.22M +$1.16M +76,347 +110%
SOA
5
Sea Otter Advisors
Florida
$1.84M +$1.07M +70,560 +140%
SFS
6
Shaker Financial Services
Virginia
$1.33M -$15.4K -1,015 -1%
YCM
7
Yakira Capital Management
Connecticut
$773K +$607K +40,117 +378%
CIA
8
Capital Investment Advisors
Georgia
$739K -$13.5K -893 -2%
AIA
9
Absolute Investment Advisers
Florida
$676K +$672K +44,392 New
Morgan Stanley
10
Morgan Stanley
New York
$407K +$2.59K +171 +0.6%
NA
11
NewEdge Advisors
Louisiana
$323K +$25.9K +1,714 +9%
CAM
12
Cresset Asset Management
Illinois
$279K -$33.2K -2,194 -11%
RJA
13
Raymond James & Associates
Florida
$219K -$28.1K -1,854 -11%
TPWM
14
Twelve Points Wealth Management
Massachusetts
$208K -$26.9K -1,777 -12%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$154K +$153K +10,136 New
QL
16
Quarry LP
New York
$154K -$973K -64,308 -86%
UBS Group
17
UBS Group
Switzerland
$134K +$96.1K +6,353 +263%
FFA
18
Farther Finance Advisors
California
$97.5K +$1.14K +75 +1%
Osaic Holdings
19
Osaic Holdings
Arizona
$45.7K -$601K -39,733 -93%
WAM
20
WFA Asset Management
Wisconsin
$30.7K +$7.08K +468 +30%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$22K
AGM
22
Alpine Global Management
New York
-$1.17M -74,368 Closed
BFM
23
Boothbay Fund Management
New York
-$1.17M -74,368 Closed
MFG
24
Mendota Financial Group
Wisconsin
-$27.5K -1,746 Closed
Wells Fargo
25
Wells Fargo
California
-$2.28K -145 Closed