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RSF

RiverNorth Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$11.3M +$10.9M +701,432 +1,496%
SFG
2
StrategIQ Financial Group
Indiana
$2.8M -$37.2K -2,384 -1%
IA
3
Icon Advisers
Colorado
$2.74M +$2.18M +139,395 +332%
CIA
4
Capital Investment Advisors
Georgia
$920K +$31.8K +2,040 +3%
Osaic Holdings
5
Osaic Holdings
Arizona
$641K +$4.39K +281 +0.7%
YCM
6
Yakira Capital Management
Connecticut
$551K +$568K +36,419 New
RJA
7
Raymond James & Associates
Florida
$500K -$121K -7,760 -19%
Morgan Stanley
8
Morgan Stanley
New York
$411K -$196K -12,545 -32%
NA
9
NewEdge Advisors
Louisiana
$400K +$22.3K +1,429 +6%
TPWM
10
Twelve Points Wealth Management
Massachusetts
$378K -$79.9K -5,116 -17%
OFG
11
OTA Financial Group
New York
$308K +$318K +20,401 New
UBS Group
12
UBS Group
Switzerland
$186K +$187K +11,960 +3,908%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$22K +$22.3K +1,428 New
WAM
14
WFA Asset Management
Wisconsin
$16.9K +$484 +31 +3%
Wells Fargo
15
Wells Fargo
California
$6.85K
TRCT
16
Tower Research Capital (TRC)
New York
$3K +$3.18K +204 New
AGM
17
Alpine Global Management
New York
-$847K -51,005 Closed
BFM
18
Boothbay Fund Management
New York
-$847K -51,005 Closed
CAM
19
Cresset Asset Management
Illinois
-$249K -15,024 Closed
Bank of America
20
Bank of America
North Carolina
-$236K -14,237 Closed
MFG
21
Mendota Financial Group
Wisconsin
-$29.3K -1,767 Closed
CCP
22
Clough Capital Partners
Massachusetts
-$10.2K -612 Closed