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ROKA

Sorrento Tech, Inc. Common Stock
ROKA

Delisted

ROKA was delisted on the 28th of December, 2017.

26 hedge funds and large institutions have $25M invested in Sorrento Tech, Inc. Common Stock in 2015 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

24% less funds holding

Funds holding: 3426 (-8)

28% less capital invested

Capital invested by funds: $34.9M → $25M (-$9.81M)

89% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 9

Holders
26
Holders Change
-8
Holders Change %
-23.53%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
1
Increased
5
Reduced
6
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NMC
1
NEA Management Company
Maryland
$6.28M
O
2
OrbiMed
New York
$6.28M
TGHSA
3
TPG Group Holdings (SBS) Advisors
Texas
$5.83M
CAD
4
Craig A. Drill
$3.12M
AC
5
Aisling Capital
New York
$1.58M -$601K -21,780 -21%
RSCM
6
Rock Springs Capital Management
Maryland
$485K
Alyeska Investment Group
7
Alyeska Investment Group
Illinois
$324K +$37.4K +1,353 +9%
BC
8
Birchview Capital
Vermont
$297K
WMSA
9
Weiss Multi-Strategy Advisers
New York
$196K +$2.76K +100 +1%
CC
10
Cannell & Co
New York
$142K
PGCM
11
Prescott Group Capital Management
Oklahoma
$117K
Goldman Sachs
12
Goldman Sachs
New York
$88K -$14K -507 -10%
Tudor Investment Corp
13
Tudor Investment Corp
Connecticut
$63K
BCM
14
Bridgeway Capital Management
Texas
$58K
Vanguard Group
15
Vanguard Group
Pennsylvania
$44K +$2.62K +95 +4%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$40K
Millennium Management
17
Millennium Management
New York
$37K -$2.71K -98 -5%
SIM
18
Spark Investment Management
New York
$19K +$27.6K +1,000 New
Citigroup
19
Citigroup
New York
$14K
Bank of America
20
Bank of America
North Carolina
$8K -$5.03K -182 -31%
Morgan Stanley
21
Morgan Stanley
New York
$8K +$2.73K +99 +33%
TRCT
22
Tower Research Capital (TRC)
New York
$3K -$4.22K -153 -49%
BIM
23
BlackRock Investment Management
Delaware
$2K
Wells Fargo
24
Wells Fargo
California
$1K -$2.04K -74 -71%
Manulife (Manufacturers Life Insurance)
25
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1

ROKA Hedge Fund Activity: Q3 2015 in Review

26 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Sorrento Tech, Inc. Common Stock (ROKA) for Q3 2015, worth a combined $25M — down 28% from $34.9M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of ROKA and 1 opened new positions — a net loss of 8 holders — while 6 trimmed existing stakes and 5 added.

The largest buyer was Alyeska Investment Group, adding an estimated $37.4K. The largest seller was Fidelity Investments, exiting entirely with an estimated $636K sold.

  • 26 institutional investors held Sorrento Tech, Inc. Common Stock (ROKA) as of Q3 2015, down from 34 in Q2 2015.
  • Funds reported $25M of Sorrento Tech, Inc. Common Stock stock for Q3 2015, down 28% quarter-over-quarter.
  • 1 fund opened new Sorrento Tech, Inc. Common Stock positions in Q3 2015 and 9 closed out, a net change of -8 holders.
  • The largest Sorrento Tech, Inc. Common Stock buyer in Q3 2015 was Alyeska Investment Group, an estimated $37.4K added.
  • The largest Sorrento Tech, Inc. Common Stock seller in Q3 2015 was Fidelity Investments, an estimated $636K sold.

Based on aggregated 13F filings for Q3 2015.