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ROKA

Sorrento Tech, Inc. Common Stock
ROKA

Delisted

ROKA was delisted on the 28th of December, 2017.

24 hedge funds and large institutions have $15.4M invested in Sorrento Tech, Inc. Common Stock in 2015 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 1 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% less funds holding

Funds holding: 2624 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

38% less capital invested

Capital invested by funds: $25M → $15.4M (-$9.64M)

83% less repeat investments, than reductions

Existing positions increased: 1 | Existing positions reduced: 6

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
24
Holders Change
-2
Holders Change %
-7.69%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
1
Reduced
6
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NMC
1
NEA Management Company
Maryland
$3.96M
O
2
OrbiMed
New York
$3.96M
TGHSA
3
TPG Group Holdings (SBS) Advisors
Texas
$3.68M
CAD
4
Craig A. Drill
$1.97M
AC
5
Aisling Capital
New York
$704K -$367K -23,917 -29%
AFM
6
Anson Funds Management
Texas
$306K +$381K +24,855 New
BCM
7
Bridgeway Capital Management
Texas
$255K +$272K +17,750 +592%
BC
8
Birchview Capital
Vermont
$187K
WMSA
9
Weiss Multi-Strategy Advisers
New York
$124K
CC
10
Cannell & Co
New York
$74K -$19.7K -1,285 -18%
Tudor Investment Corp
11
Tudor Investment Corp
Connecticut
$40K
Goldman Sachs
12
Goldman Sachs
New York
$30K -$31.9K -2,078 -46%
Vanguard Group
13
Vanguard Group
Pennsylvania
$28K
Geode Capital Management
14
Geode Capital Management
Massachusetts
$25K
Citadel Advisors
15
Citadel Advisors
Florida
$22K +$27.6K +1,800 New
VKH
16
Virtu KCG Holdings
New York
$17K +$20.8K +1,357 New
Renaissance Technologies
17
Renaissance Technologies
New York
$14K +$18K +1,170 New
Bank of America
18
Bank of America
North Carolina
$5K
Morgan Stanley
19
Morgan Stanley
New York
$2K -$3.07K -200 -50%
TRCT
20
Tower Research Capital (TRC)
New York
$1K -$1.58K -103 -64%
BIM
21
BlackRock Investment Management
Delaware
$1K
Manulife (Manufacturers Life Insurance)
22
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1
RSCM
23
Rock Springs Capital Management
Maryland
-$485K -25,000 Closed
Alyeska Investment Group
24
Alyeska Investment Group
Illinois
-$324K -16,599 Closed
PGCM
25
Prescott Group Capital Management
Oklahoma
-$117K -5,977 Closed

ROKA Hedge Fund Activity: Q4 2015 in Review

24 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in Sorrento Tech, Inc. Common Stock (ROKA) for Q4 2015, worth a combined $15.4M — down 38% from $25M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of ROKA and 4 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 1 added.

The largest buyer was Anson Funds Management, opening a new position worth an estimated $381K. The largest seller was Rock Springs Capital Management, exiting entirely with an estimated $485K sold.

  • 24 institutional investors held Sorrento Tech, Inc. Common Stock (ROKA) as of Q4 2015, down from 26 in Q3 2015.
  • Funds reported $15.4M of Sorrento Tech, Inc. Common Stock stock for Q4 2015, down 38% quarter-over-quarter.
  • 4 funds opened new Sorrento Tech, Inc. Common Stock positions in Q4 2015 and 6 closed out, a net change of -2 holders.
  • The largest Sorrento Tech, Inc. Common Stock buyer in Q4 2015 was Anson Funds Management, an estimated $381K added.
  • The largest Sorrento Tech, Inc. Common Stock seller in Q4 2015 was Rock Springs Capital Management, an estimated $485K sold.

Based on aggregated 13F filings for Q4 2015.