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ROKA

Sorrento Tech, Inc. Common Stock
ROKA

Delisted

ROKA was delisted on the 28th of December, 2017.

40 hedge funds and large institutions have $63.4M invested in Sorrento Tech, Inc. Common Stock in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 5

75% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 8

14% more funds holding

Funds holding: 3540 (+5)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

58% less capital invested

Capital invested by funds: $152M → $63.4M (-$89M)

Holders
40
Holders Change
+5
Holders Change %
+14.29%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
14
Reduced
5
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NMC
1
NEA Management Company
Maryland
$14.2M
O
2
OrbiMed
New York
$14.2M
TGHSA
3
TPG Group Holdings (SBS) Advisors
Texas
$13.2M
CAD
4
Craig A. Drill
$6.62M +$7.71M +121,665 +429%
AC
5
Aisling Capital
New York
$4.95M
Fidelity Investments
6
Fidelity Investments
Massachusetts
$4.93M -$2.21M -34,882 -24%
JP Morgan Chase
7
JP Morgan Chase
New York
$1.21M -$3.17K -50 -0.2%
RSCM
8
Rock Springs Capital Management
Maryland
$1.1M
BFA
9
BlackRock Fund Advisors
California
$577K +$122K +1,926 +17%
BC
10
Birchview Capital
Vermont
$379K +$544K +8,590 New
Goldman Sachs
11
Goldman Sachs
New York
$352K +$266K +4,198 +111%
WMSA
12
Weiss Multi-Strategy Advisers
New York
$269K +$386K +6,100 New
PGCM
13
Prescott Group Capital Management
Oklahoma
$195K +$280K +4,423 New
Northern Trust
14
Northern Trust
Illinois
$189K +$98.7K +1,559 +57%
BIT
15
BlackRock Institutional Trust
California
$170K +$190 +3 +0.1%
State Street
16
State Street
Massachusetts
$111K +$6.97K +110 +5%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$106K +$87.3K +1,378 +134%
NFA
18
Nationwide Fund Advisors
Ohio
$86K +$14.3K +226 +13%
ARTA
19
A.R.T. Advisors
New York
$81K +$117K +1,844 New
SIM
20
Spark Investment Management
New York
$75K -$27.9K -440 -20%
Vanguard Group
21
Vanguard Group
Pennsylvania
$61K +$8.23K +130 +10%
BIM
22
BlackRock Investment Management
Delaware
$53K +$1.65K +26 +2%
Charles Schwab
23
Charles Schwab
California
$53K +$74.7K +1,180 New
VKH
24
Virtu KCG Holdings
New York
$51K +$73.3K +1,158 New
CC
25
Cannell & Co
New York
$47K +$66.8K +1,055 New

ROKA Hedge Fund Activity: Q4 2014 in Review

40 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Sorrento Tech, Inc. Common Stock (ROKA) for Q4 2014, worth a combined $63.4M — down 58% from $152M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new ROKA positions and 8 closed out — a net gain of 6 holders — while 14 added to existing stakes and 5 trimmed.

The largest buyer was Craig A. Drill, adding an estimated $7.71M. The largest seller was Massachusetts Financial Services, exiting entirely with an estimated $15.4M sold.

  • 40 institutional investors held Sorrento Tech, Inc. Common Stock (ROKA) as of Q4 2014, up from 35 in Q3 2014.
  • Funds reported $63.4M of Sorrento Tech, Inc. Common Stock stock for Q4 2014, down 58% quarter-over-quarter.
  • 14 funds opened new Sorrento Tech, Inc. Common Stock positions in Q4 2014 and 8 closed out, a net change of +6 holders.
  • The largest Sorrento Tech, Inc. Common Stock buyer in Q4 2014 was Craig A. Drill, an estimated $7.71M added.
  • The largest Sorrento Tech, Inc. Common Stock seller in Q4 2014 was Massachusetts Financial Services, an estimated $15.4M sold.

Based on aggregated 13F filings for Q4 2014.