Northern Trust
ROKA

Northern Trust’s Sorrento Tech, Inc. Common Stock ROKA Stock Holding History

Northern Trust’s Portfolio ROKA Stock Details ROKA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-3,899
Closed -$101K – 4361
2015
Q2 		$101K Sell
3,899
-380
-9% -$11.1K ﹤0.01% 3951
2015
Q1 		$137K Hold
4,279
– – ﹤0.01% 3971
2014
Q4 		$189K Buy
4,279
+1,559
+57% +$98.7K ﹤0.01% 3831
2014
Q3 		$273K Buy
+2,720
New +$295K ﹤0.01% 3737

Other funds holding ROKA

NMC
NEA Management Company Timonium, Maryland $1.76B AUM 223.33% 1-Year Est. Return
O
OrbiMed New York $5.05B AUM 125.28% 1-Year Est. Return
TGHSA
TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return
CAD
Craig A. Drill $24.4M AUM 13.42% 1-Year Est. Return
AC
Aisling Capital New York $45.3M AUM 15.24% 1-Year Est. Return
RSCM
Rock Springs Capital Management Baltimore, Maryland $1.7B AUM 93.03% 1-Year Est. Return
Alyeska Investment Group
Alyeska Investment Group Chicago, Illinois $35.4B AUM 33.54% 1-Year Est. Return
BC
Birchview Capital Burlington, Vermont $176M AUM 95.04% 1-Year Est. Return
WMSA
Weiss Multi-Strategy Advisers New York $4.16B AUM 30.77% 1-Year Est. Return
CC
Cannell & Co New York $3.15B AUM 30.62% 1-Year Est. Return

Northern Trust's ROKA Position: Q3 2015 in Review

Northern Trust sold out of Sorrento Tech, Inc. Common Stock (ROKA) in Q3 2015, closing a stake of 3,899 shares — an estimated $101K sold.

Northern Trust first reported a position in ROKA in Q3 2014 and held it in 4 quarters. The position peaked at $273K in Q3 2014. 26 funds tracked by Wall St. Rank hold ROKA as of Q3 2015.

  • Northern Trust reported no remaining Sorrento Tech, Inc. Common Stock position as of Q3 2015 after selling out during the quarter.
  • Northern Trust sold 3,899 Sorrento Tech, Inc. Common Stock shares in Q3 2015, an estimated $101K.
  • Northern Trust first reported a position in Sorrento Tech, Inc. Common Stock in Q3 2014 and held it in 4 quarters.
  • Northern Trust's Sorrento Tech, Inc. Common Stock position peaked at $273K in Q3 2014.
  • 26 funds tracked by Wall St. Rank held Sorrento Tech, Inc. Common Stock as of Q3 2015.

Based on Northern Trust's 13F filing for Q3 2015, filed 12 Nov 2015.