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ROIC

Retail Opportunity Investments Corp.

Delisted

ROIC was delisted on the 12th of February, 2025.

208 hedge funds and large institutions have $2.22B invested in Retail Opportunity Investments Corp. in 2017 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 88 increasing their positions, 60 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

47% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 60

45% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 20

9% more capital invested

Capital invested by funds: $2.05B → $2.22B (+$176M)

3% more funds holding

Funds holding: 201208 (+7)

83% less call options, than puts

Call options by funds: $525K | Put options by funds: $3M

Holders
208
Holders Change
+7
Holders Change %
+3.48%
% of All Funds
4.72%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
29
Increased
88
Reduced
60
Closed
20
Calls
$525K
Puts
$3M
Net Calls
-$2.48M
Net Calls Change
-$2.35M
Name Holding Trade Value Shares
Change
Change in
Stake
PAM
176
Panagora Asset Management
Massachusetts
$30K
CFA
177
Carroll Financial Associates
North Carolina
$26K
DSI
178
Daiwa SB Investments
Japan
$22K
Nisa Investment Advisors
179
Nisa Investment Advisors
Missouri
$19K
AIM
180
Advantage Investment Management
Iowa
$18K +$15.3K +794 +630%
LTFS
181
Ladenburg Thalmann Financial Services
Florida
$16K +$2.46K +128 +20%
BWA
182
BDO Wealth Advisors
Florida
$16K +$15.4K +800 New
AF
183
Arrow Financial
New York
$14K
TCM
184
Tradewinds Capital Management
Washington
$14K
Northwestern Mutual Wealth Management
185
Northwestern Mutual Wealth Management
Wisconsin
$14K +$13.4K +700 New
FHA
186
First Horizon Advisors
Tennessee
$10K +$2.96K +154 +45%
Bessemer Group
187
Bessemer Group
New Jersey
$9K -$9.11K -474 -50%
CG
188
Cutler Group
California
$7K -$3.84K -200 -33%
US Bancorp
189
US Bancorp
Minnesota
$7K
Carson Wealth (CWM LLC)
190
Carson Wealth (CWM LLC)
Nebraska
$6K
RFA
191
Reilly Financial Advisors
California
$5K
IA
192
IFP Advisors
Florida
$4K
MSFP
193
Mark Sheptoff Financial Planning
Connecticut
$3K
VFA
194
Valeo Financial Advisors
Indiana
$3K
SWP
195
Stratos Wealth Partners
Ohio
$3K +$2.98K +155 New
QCG
196
Quadrant Capital Group
Ohio
$2K -$1.82K -95 -43%
ASN
197
Advisory Services Network
Georgia
$2K
MOS
198
MGO One Seven
Ohio
$2K +$1.5K +78 New
RFC
199
Regions Financial Corp
Alabama
$2K +$1.92K +100 New
SWM
200
SeaCrest Wealth Management
New York
$2K +$1.92K +100 New

ROIC Hedge Fund Activity: Q4 2017 in Review

208 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Retail Opportunity Investments Corp. (ROIC) for Q4 2017, worth a combined $2.22B — up 8.6% from $2.05B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new ROIC positions and 20 closed out — a net gain of 9 holders — while 88 added to existing stakes and 60 trimmed.

The largest buyer was Invesco, adding an estimated $56.6M. The largest seller was Amundi Asset Management US, cutting an estimated $18.9M.

  • 208 institutional investors held Retail Opportunity Investments Corp. (ROIC) as of Q4 2017, up from 201 in Q3 2017.
  • Funds reported $2.22B of Retail Opportunity Investments Corp. stock for Q4 2017, up 8.6% quarter-over-quarter.
  • 29 funds opened new Retail Opportunity Investments Corp. positions in Q4 2017 and 20 closed out, a net change of +9 holders.
  • The largest Retail Opportunity Investments Corp. buyer in Q4 2017 was Invesco, an estimated $56.6M added.
  • The largest Retail Opportunity Investments Corp. seller in Q4 2017 was Amundi Asset Management US, an estimated $18.9M sold.

Based on aggregated 13F filings for Q4 2017.