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RMM

RiverNorth Managed Duration Municipal Income Fund
RMM

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$7.24M -$618K -44,938 -8%
Morgan Stanley
2
Morgan Stanley
New York
$4.04M +$225K +16,372 +6%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.56M -$224K -16,253 -6%
UBS Group
4
UBS Group
Switzerland
$2.95M -$1.28M -93,210 -31%
Stifel Financial
5
Stifel Financial
Missouri
$2.8M -$928K -67,502 -25%
PMG
6
ProVise Management Group
Florida
$2.39M +$344 +25 +0%
USCWA
7
U.S. Capital Wealth Advisors
Texas
$2.36M +$48.1K +3,500 +2%
RCM
8
Robinson Capital Management
Michigan
$2.04M -$3.85M -279,786 -66%
AAM
9
Advisors Asset Management
Colorado
$1.48M -$90.9K -6,612 -6%
Raymond James Financial
10
Raymond James Financial
Florida
$1.03M +$106K +7,718 +12%
WWMSC
11
Wagner Wealth Management (South Carolina)
South Carolina
$1.01M +$679K +49,403 +222%
SIC
12
Samalin Investment Counsel
New York
$831K +$808K +58,744 New
WS
13
Wedbush Securities
California
$811K +$2.67K +194 +0.3%
LPL Financial
14
LPL Financial
California
$802K -$99K -7,200 -11%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$682K +$376K +27,311 +130%
GWP
16
Gateway Wealth Partners
Wisconsin
$566K +$551K +40,035 New
AWM
17
Apollon Wealth Management
South Carolina
$521K – – –
Truist Financial
18
Truist Financial
North Carolina
$486K -$90.5K -6,583 -16%
XF
19
XML Financial
Maryland
$482K +$16.5K +1,200 +4%
P
20
&Partners
Tennessee
$449K +$1.91K +139 +0.4%
Jane Street
21
Jane Street
New York
$439K +$427K +31,044 New
Osaic Holdings
22
Osaic Holdings
Arizona
$370K +$185K +13,417 +104%
SWP
23
Stratos Wealth Partners
Ohio
$342K -$5M -363,628 -94%
AWE
24
Avidian Wealth Enterprises
Texas
$339K – – –
AHL
25
Abel Hall LLC
Louisiana
$283K +$275K +20,000 New
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