LPL Financial
RMM

LPL Financial’s RiverNorth Managed Duration Municipal Income Fund RMM Stock Holding History

LPL Financial’s Portfolio RMM Stock Details RMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.21M Buy
88,696
+27,436
+45% +$388K ﹤0.01% 4009
2025
Q4 		$834K Buy
61,260
+4,549
+8% +$63.5K ﹤0.01% 4254
2025
Q3 		$802K Sell
56,711
-7,200
-11% -$99K ﹤0.01% 4215
2025
Q2 		$857K Sell
63,911
-15,263
-19% -$208K ﹤0.01% 3893
2025
Q1 		$1.13M Buy
79,174
+150
+0.2% +$2.22K ﹤0.01% 3447
2024
Q4 		$1.14M Sell
79,024
-7,271
-8% -$113K ﹤0.01% 3385
2024
Q3 		$1.39M Buy
86,295
+830
+1% +$12.9K ﹤0.01% 3083
2024
Q2 		$1.3M Buy
85,465
+3,128
+4% +$46.4K ﹤0.01% 3003
2024
Q1 		$1.23M Sell
82,337
-53
-0.1% -$793 ﹤0.01% 2997
2023
Q4 		$1.17M Sell
82,390
-29,944
-27% -$414K ﹤0.01% 2910
2023
Q3 		$1.54M Sell
112,334
-18,771
-14% -$285K ﹤0.01% 2534
2023
Q2 		$1.98M Buy
131,105
+16,562
+14% +$252K ﹤0.01% 2259
2023
Q1 		$1.73M Buy
114,543
+3,883
+4% +$60.2K ﹤0.01% 2268
2022
Q4 		$1.59M Buy
110,660
+81,108
+274% +$1.18M ﹤0.01% 2261
2022
Q3 		$432K Buy
29,552
+7,709
+35% +$124K ﹤0.01% 3290
2022
Q2 		$345K Buy
21,843
+7,495
+52% +$120K ﹤0.01% 3516
2022
Q1 		$247K Buy
+14,348
New +$260K ﹤0.01% 3712

Other funds holding RMM

RCM
Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
USCWA
U.S. Capital Wealth Advisors Austin, Texas $3.98B AUM 22.36% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
PMG
ProVise Management Group Clearwater, Florida $1.39B AUM 18.33% 1-Year Est. Return
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
GWP
Gateway Wealth Partners Appleton, Wisconsin $2.57B AUM 16.81% 1-Year Est. Return

LPL Financial's RMM Position: Q1 2026 in Review

LPL Financial increased its RiverNorth Managed Duration Municipal Income Fund (RMM) stake by 45% in Q1 2026, buying an estimated $388K and bringing the position to 88,696 shares worth $1.21M. The position accounts for ﹤0.01% of the portfolio, ranked #4009.

LPL Financial first reported a position in RMM in Q1 2022 and has held it in 17 quarters since. The position peaked at $1.98M in Q2 2023. 50 funds tracked by Wall St. Rank hold RMM as of Q1 2026.

  • LPL Financial held 88,696 shares of RiverNorth Managed Duration Municipal Income Fund worth $1.21M as of Q1 2026.
  • LPL Financial bought 27,436 RiverNorth Managed Duration Municipal Income Fund shares in Q1 2026, an estimated $388K.
  • RiverNorth Managed Duration Municipal Income Fund made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #4009 holding.
  • LPL Financial first reported a position in RiverNorth Managed Duration Municipal Income Fund in Q1 2022 and has held it in 17 quarters since.
  • LPL Financial's RiverNorth Managed Duration Municipal Income Fund position peaked at $1.98M in Q2 2023.
  • 50 funds tracked by Wall St. Rank held RiverNorth Managed Duration Municipal Income Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.