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RMM

RiverNorth Managed Duration Municipal Income Fund
RMM

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$8.79M +$877K +50,872 +11%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$4.94M +$393K +22,784 +8%
Morgan Stanley
3
Morgan Stanley
New York
$3.9M +$791K +45,905 +24%
Wells Fargo
4
Wells Fargo
California
$3.26M -$86.7K -5,028 -3%
Stifel Financial
5
Stifel Financial
Missouri
$1.82M +$1.05K +61 +0.1%
RCM
6
Robinson Capital Management
Michigan
$1.76M +$1.82M +105,469 New
Truist Financial
7
Truist Financial
North Carolina
$1.35M +$150K +8,693 +12%
KIM
8
Karpus Investment Management
New York
$1M +$1.03M +59,977 New
SIC
9
Samalin Investment Counsel
New York
$506K +$523K +30,323 New
WS
10
Wedbush Securities
California
$404K -$280K -16,235 -40%
KCPG
11
Kavar Capital Partners Group
Kansas
$401K +$414K +24,000 New
WAM
12
Wolverine Asset Management
Illinois
$370K +$290K +16,824 +314%
6M
13
6 Meridian
Kansas
$340K +$351K +20,338 New
CRC
14
Curi RMB Capital
Illinois
$294K +$303K +17,593 New
HWM
15
Howard Wealth Management
Connecticut
$287K +$14K +810 +5%
MC
16
Moors & Cabot
Massachusetts
$276K +$34.5K +2,000 +14%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$266K +$275K +15,950 New
RJFSA
18
Raymond James Financial Services Advisors
Florida
$255K +$263K +15,276 New
Osaic Holdings
19
Osaic Holdings
Arizona
$190K +$181K +10,500 +1,207%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$181K – – –
DIM
21
Delta Investment Management
California
$175K +$181K +10,500 New
SMH
22
Sanders Morris Harris
Texas
$174K +$178K +10,300 New
Bank of America
23
Bank of America
North Carolina
$37K – – –
NL
24
NWAM LLC
Washington
– -$545K -31,811 Closed
MA
25
Mutual Advisors
Nebraska
– -$205K -11,936 Closed
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