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RMM

RiverNorth Managed Duration Municipal Income Fund
RMM

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$7.98M +$1.17M +78,284 +17%
SWP
2
Stratos Wealth Partners
Ohio
$6.13M +$153K +10,257 +3%
Morgan Stanley
3
Morgan Stanley
New York
$5.59M +$763K +51,044 +16%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.14M +$366K +24,445 +10%
Stifel Financial
5
Stifel Financial
Missouri
$2.83M +$155K +10,344 +6%
UBS Group
6
UBS Group
Switzerland
$2.83M -$112K -7,495 -4%
PMG
7
ProVise Management Group
Florida
$2.1M +$162K +10,800 +8%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.89M +$33.5K +2,241 +2%
USCWA
9
U.S. Capital Wealth Advisors
Texas
$1.31M -$58K -3,875 -4%
RCM
10
Robinson Capital Management
Michigan
$1.26M +$1.29M +86,261 New
LPL Financial
11
LPL Financial
California
$1.23M -$793 -53 -0.1%
LSC
12
Logan Stone Capital
Illinois
$1.19M -$993K -66,382 -45%
RJA
13
Raymond James & Associates
Florida
$736K +$251K +16,749 +52%
LCM
14
Landscape Capital Management
New Jersey
$727K -$304K -20,353 -30%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$381K -$98.5K -6,584 -21%
AWE
16
Avidian Wealth Enterprises
Texas
$359K – – –
Truist Financial
17
Truist Financial
North Carolina
$354K +$30 +2 +0%
OC
18
Oppenheimer & Co
New York
$353K +$353K +23,600 New
XF
19
XML Financial
Maryland
$329K +$26.2K +1,750 +9%
WAM
20
Wolverine Asset Management
Illinois
$309K -$149K -9,995 -33%
FWM
21
Fairhaven Wealth Management
Illinois
$295K +$295K +19,727 New
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$294K -$23.4K -1,565 -7%
NA
23
NewEdge Advisors
Louisiana
$255K +$254K +17,006 New
BRWA
24
B. Riley Wealth Advisors
Florida
$232K – – –
WS
25
Wedbush Securities
California
$231K +$9.11K +609 +4%
1
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