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B. Riley Financial
RILY

Overview Fund Activity

100 hedge funds and large institutions have $497M invested in B. Riley Financial in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 33 increasing their positions, 34 reducing their positions, and 8 closing their positions.

Holders
100
Holders Change
+12
Holders Change %
+13.64%
% of All Funds
1.77%
Holding in Top 10
7
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+133.33%
% of All Funds
0.12%
New
21
Increased
33
Reduced
34
Closed
8
Calls
$3.14M
Puts
$2.08M
Net Calls
+$1.06M
Net Calls Change
+$2.25M

Top Buyers

1
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$13M
2
SAM
2
Soviero Asset Management
New York
$8.84M
3
RGC
3
Redwood Grove Capital
California
$7.43M
4
BRF
4
B. Riley Financial
California
$14.1M
5
BlackRock
5
BlackRock
New York
$63.6M

Top Sellers

1
NC
1
Nokomis Capital
Texas
$32.3M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$53.2M
3
EIM
3
Elliott Investment Management
Florida
$0
4
Deutsche Bank
4
Deutsche Bank
Germany
$589K
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$7.82M
Name Market Value Shares Shares
Change 		Shares
Change %
BlackRock
1
BlackRock
New York
$63.6M 1,438,856 +134,511 +10%
PAIM
2
Punch & Associates Investment Management
Minnesota
$53.2M 1,203,675 -251,566 -17%
RA
3
Royce & Associates
New York
$39.9M 901,554 -3,738 -0.4%
Vanguard Group
4
Vanguard Group
Pennsylvania
$38.7M 874,513 +28,195 +3%
NC
5
Nokomis Capital
Texas
$32.3M 730,076 -319,944 -30%
EPM
6
Equitec Proprietary Markets
Illinois
$19.4M 438,145 +77,511 +21%
HA
7
Heartland Advisors
Wisconsin
$17.1M 386,200 +25,588 +7%
State Street
8
State Street
Massachusetts
$16.9M 381,593 -4,972 -1%
Russell Investments Group
9
Russell Investments Group
United Kingdom
$16.6M 376,203 -34,396 -8%
Tudor Investment Corp
10
Tudor Investment Corp
Connecticut
$15.9M 358,763 +10,764 +3%
BRF
11
B. Riley Financial
California
$14.1M 317,915 +141,728 +80%
Nuveen Asset Management
12
Nuveen Asset Management
Illinois
$13M 292,984 +207,511 +243%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$12.3M 278,409 +20,548 +8%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$12.3M 277,266 +67,359 +32%
ACL
15
Azora Capital LP
Florida
$11.2M 253,542 – –
Northern Trust
16
Northern Trust
Illinois
$9.6M 217,032 -8,779 -4%
SAM
17
Soviero Asset Management
New York
$8.84M 200,000 +200,000 New
JAM
18
Jupiter Asset Management
United Kingdom
$8.51M 192,373 – –
Arrowstreet Capital
19
Arrowstreet Capital
Massachusetts
$7.82M 176,776 -48,569 -22%
RGC
20
Redwood Grove Capital
California
$7.43M 168,104 +168,104 New
Fuller & Thaler Asset Management
21
Fuller & Thaler Asset Management
California
$5.58M 126,230 -6,665 -5%
Charles Schwab
22
Charles Schwab
California
$5.01M 113,288 +254 +0.2%
AA
23
Ancora Advisors
Ohio
$4.78M 108,090 +31,320 +41%
D.E. Shaw & Co
24
D.E. Shaw & Co
New York
$4.28M 96,726 +45,758 +90%
PCM
25
Portolan Capital Management
Massachusetts
$3.61M 81,619 +81,619 New
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