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B. Riley Financial
RILY

Overview Fund Activity

80 hedge funds and large institutions have $322M invested in B. Riley Financial in 2019 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 32 increasing their positions, 19 reducing their positions, and 3 closing their positions.

Holders
80
Holders Change
+11
Holders Change %
+15.94%
% of All Funds
1.76%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
14
Increased
32
Reduced
19
Closed
3
Calls
$314K
Puts
$23K
Net Calls
+$291K
Net Calls Change
+$483K

Top Buyers

1
VCM
1
Vivaldi Capital Management
Illinois
$25.4M
2
HA
2
Heartland Advisors
Wisconsin
$5.99M
3
EGI
3
EAM Global Investors
California
$1.67M
4
EI
4
EAM Investors
California
$1.3M
5
Charles Schwab
5
Charles Schwab
California
$2.35M

Top Sellers

1
NIMC
1
NWQ Investment Management Company
California
$7.63M
2
NC
2
Nokomis Capital
Texas
$35M
3
MHP
3
Manatuck Hill Partners
Connecticut
$1.42M
4
ES
4
Equitec Specialists
Illinois
$2.37M
5
Wellington Management Group
5
Wellington Management Group
Massachusetts
$623K
Name Market Value Shares Shares
Change 		Shares
Change %
EM
1
Elliott Management
New York
$54.5M 2,306,450 – –
PAIM
2
Punch & Associates Investment Management
Minnesota
$36.4M 1,541,088 +10,219 +0.7%
NC
3
Nokomis Capital
Texas
$35M 1,483,081 -95,574 -6%
BlackRock
4
BlackRock
New York
$31M 1,313,754 +49,586 +4%
VCM
5
Vivaldi Capital Management
Illinois
$25.4M 1,075,000 +825,000 +330%
Vanguard Group
6
Vanguard Group
Pennsylvania
$21.2M 899,161 +19,078 +2%
RA
7
Royce & Associates
New York
$18.8M 796,127 -5,780 -0.7%
Russell Investments Group
8
Russell Investments Group
United Kingdom
$11.2M 473,430 +36,638 +8%
State Street
9
State Street
Massachusetts
$8.72M 369,332 +2,336 +0.6%
NIMC
10
NWQ Investment Management Company
California
$7.63M 323,133 -135,513 -30%
HA
11
Heartland Advisors
Wisconsin
$5.99M 253,594 +92,168 +57%
Northern Trust
12
Northern Trust
Illinois
$5.66M 239,829 +1,326 +0.6%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$5.37M 227,309 +4,469 +2%
JAM
14
Jupiter Asset Management
United Kingdom
$4.54M 192,373 – –
Tudor Investment Corp
15
Tudor Investment Corp
Connecticut
$3.6M 152,415 +7,008 +5%
ACM
16
Argent Capital Management
Missouri
$3.46M 146,348 +12,195 +9%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$3.44M 145,500 -2,809 -2%
Fuller & Thaler Asset Management
18
Fuller & Thaler Asset Management
California
$3.09M 130,699 – –
AC
19
AltraVue Capital
Washington
$2.79M 117,959 -1,710 -1%
ES
20
Equitec Specialists
Illinois
$2.37M 100,267 -27,916 -22%
Charles Schwab
21
Charles Schwab
California
$2.35M 99,356 +51,218 +106%
Nuveen Asset Management
22
Nuveen Asset Management
Illinois
$1.85M 78,446 -649 -0.8%
EGI
23
EAM Global Investors
California
$1.67M 70,834 +70,834 New
IA
24
IndexIQ Advisors
New York
$1.55M 65,677 -11,066 -14%
WG
25
Winton Group
United Kingdom
$1.5M 63,281 +37,957 +150%
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