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B. Riley Financial
RILY

Overview Fund Activity

68 hedge funds and large institutions have $280M invested in B. Riley Financial in 2018 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 27 increasing their positions, 16 reducing their positions, and 9 closing their positions.

Holders
68
Holders Change
-4
Holders Change %
-5.56%
% of All Funds
1.56%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
5
Increased
27
Reduced
16
Closed
9
Calls
–
Puts
$378K
Net Calls
-$378K
Net Calls Change
-$378K

Top Buyers

1
VCM
1
Vivaldi Capital Management
Illinois
$5.66M
2
Invesco
2
Invesco
Georgia
$3.2M
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$30.1M
4
AI
4
Acuitas Investments
Washington
$3.84M
5
LCM
5
Legato Capital Management
California
$1.98M

Top Sellers

1
NRCM
1
Northern Right Capital Management
Connecticut
$0
2
Millennium Management
2
Millennium Management
New York
$0
3
CG
3
Caprock Group
Idaho
$0
4
Renaissance Technologies
4
Renaissance Technologies
New York
$0
5
ACL
5
Azora Capital LP
Florida
$734K
Name Market Value Shares Shares
Change 		Shares
Change %
EM
1
Elliott Management
New York
$52.2M 2,306,450 – –
NC
2
Nokomis Capital
Texas
$31.4M 1,384,315 +900 +0.1%
PAIM
3
Punch & Associates Investment Management
Minnesota
$30.1M 1,328,774 +70,084 +6%
BlackRock
4
BlackRock
New York
$27.6M 1,218,842 +12,275 +1%
Vanguard Group
5
Vanguard Group
Pennsylvania
$19.4M 858,143 +6,609 +0.8%
NIMC
6
NWQ Investment Management Company
California
$18.4M 962,291 +26,685 +3%
RA
7
Royce & Associates
New York
$17.7M 780,152 +37,700 +5%
State Street
8
State Street
Massachusetts
$8.23M 363,636 +6,400 +2%
Russell Investments Group
9
Russell Investments Group
United Kingdom
$6.67M 294,390 -10,596 -3%
VCM
10
Vivaldi Capital Management
Illinois
$5.66M 250,000 +250,000 New
EPM
11
Equitec Proprietary Markets
Illinois
$5.53M 244,104 -29,600 -11%
Northern Trust
12
Northern Trust
Illinois
$5.31M 234,343 +12,509 +6%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$4.15M 183,438 +7,535 +4%
JAM
14
Jupiter Asset Management
United Kingdom
$4.03M 179,537 -14,092 -7%
AI
15
Acuitas Investments
Washington
$3.84M 169,549 +58,080 +52%
ACM
16
Argent Capital Management
Missouri
$3.37M 148,783 – –
MHP
17
Manatuck Hill Partners
Connecticut
$3.21M 141,500 -17,100 -11%
Invesco
18
Invesco
Georgia
$3.2M 141,220 +141,220 New
Bank of New York Mellon
19
Bank of New York Mellon
New York
$3.16M 139,387 -1,540 -1%
Wells Fargo
20
Wells Fargo
California
$3.12M 137,861 +22,832 +20%
LCM
21
Legato Capital Management
California
$1.98M 87,420 +41,570 +91%
JIR
22
James Investment Research
Ohio
$1.63M 72,140 – –
Deutsche Bank
23
Deutsche Bank
Germany
$1.08M 47,533 -13,404 -22%
CCA
24
Cruiser Capital Advisors
Connecticut
$1.06M 46,634 +9,189 +25%
Charles Schwab
25
Charles Schwab
California
$1.01M 44,341 – –
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