RILY icon

B. Riley Financial
RILY

Overview Fund Activity

43 hedge funds and large institutions have $128M invested in B. Riley Financial in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 5 reducing their positions, and 2 closing their positions.

Holders
43
Holders Change
+4
Holders Change %
+10.26%
% of All Funds
1.15%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.13%
New
6
Increased
17
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
EPM
1
Equitec Proprietary Markets
Illinois
$4.77M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$3.59M
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$5.08M
4
Geode Capital Management
4
Geode Capital Management
Massachusetts
$443K
5
NC
5
Nokomis Capital
Texas
$17.9M

Top Sellers

1
MHP
1
Manatuck Hill Partners
Connecticut
$1.6M
2
William Blair Investment Management
2
William Blair Investment Management
Illinois
$6.28M
3
Walleye Trading
3
Walleye Trading
New York
$828K
4
Deutsche Bank
4
Deutsche Bank
Germany
$20K
5
TRCT
5
Tower Research Capital (TRC)
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
EM
1
Elliott Management
New York
$30.8M 2,306,450 – –
ES
2
Equitec Specialists
Illinois
$26.7M 2,000,000 – –
NC
3
Nokomis Capital
Texas
$17.9M 1,340,000 +25,000 +2%
DCM
4
Dialectic Capital Management
Connecticut
$12.5M 934,621 – –
SG
5
Standard General
New York
$6.68M 500,000 – –
William Blair Investment Management
6
William Blair Investment Management
Illinois
$6.28M 470,250 -10,324 -2%
PAIM
7
Punch & Associates Investment Management
Minnesota
$5.08M 380,411 +42,071 +12%
EPM
8
Equitec Proprietary Markets
Illinois
$4.77M 356,901 +256,901 +257%
Vanguard Group
9
Vanguard Group
Pennsylvania
$3.59M 269,002 +253,209 +1,603%
BFA
10
BlackRock Fund Advisors
California
$3.43M 256,348 +17,061 +7%
MHP
11
Manatuck Hill Partners
Connecticut
$1.6M 120,000 -87,000 -42%
State Street
12
State Street
Massachusetts
$1.11M 82,859 +17,239 +26%
Northern Trust
13
Northern Trust
Illinois
$1.03M 77,302 +1,036 +1%
CC
14
Cannell Capital
Wyoming
$870K 65,100 – –
Walleye Trading
15
Walleye Trading
New York
$828K 62,000 -2,999 -5%
BIT
16
BlackRock Institutional Trust
California
$822K 61,504 +602 +1%
CCM
17
Coe Capital Management
Illinois
$689K 54,066 – –
BIM
18
BlackRock Investment Management
Delaware
$483K 36,165 +194 +0.5%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$443K 33,200 +33,200 New
Bank of New York Mellon
20
Bank of New York Mellon
New York
$402K 30,135 +999 +3%
California State Teachers Retirement System (CalSTRS)
21
California State Teachers Retirement System (CalSTRS)
California
$263K 19,686 +200 +1%
William Blair & Company
22
William Blair & Company
Illinois
$244K 18,274 +959 +6%
TA
23
Teachers Advisors
New York
$198K 14,846 – –
Charles Schwab
24
Charles Schwab
California
$181K 13,500 – –
CG
25
Caprock Group
Idaho
$160K 12,000 +2,000 +20%
1
2