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B. Riley Financial
RILY

Overview Fund Activity

184 hedge funds and large institutions have $821M invested in B. Riley Financial in 2021 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 58 increasing their positions, 72 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
184
Holders Change
+7
Holders Change %
+3.95%
% of All Funds
3.23%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.07%
New
32
Increased
58
Reduced
72
Closed
25
Calls
$22.1M
Puts
$16.4M
Net Calls
+$5.69M
Net Calls Change
-$2.16M

Top Buyers

1
EPM
1
Equitec Proprietary Markets
Illinois
$41.7M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$68.3M
3
Goldman Sachs
3
Goldman Sachs
New York
$8.72M
4
HRCM
4
Hood River Capital Management
Florida
$29.7M
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$3.23M

Top Sellers

1
MWNA
1
Marshall Wace North America
New York
$0
2
BlackRock
2
BlackRock
New York
$168M
3
PCM
3
Penserra Capital Management
California
$0
4
RA
4
Royce & Associates
New York
$23.7M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$293K
Name Holding Trade Value Shares
Change 		Shares
Change %
TWA
176
TCI Wealth Advisors
Arizona
$3K +$673 +11 +29%
CFGS
177
Concourse Financial Group Securities
Alabama
$3K +$3K +50 New
TFA
178
Toth Financial Advisory
Virginia
$2K +$50 +1 +3%
TFS
179
TrustCore Financial Services
Tennessee
$1K – – –
Nisa Investment Advisors
180
Nisa Investment Advisors
Missouri
$862 +$431 +7,300 +100%
MWNA
181
Marshall Wace North America
New York
– -$23.5M -310,799 Closed
PCM
182
Penserra Capital Management
California
– -$7.48M -99,064 Closed
Marshall Wace
183
Marshall Wace
United Kingdom
– -$4.67M -61,783 Closed
HA
184
Heartland Advisors
Wisconsin
– -$3.87M -51,198 Closed
LCM
185
Lonestar Capital Management
California
– -$3.08M -40,772 Closed
ACM
186
Ascendant Capital Management
California
– -$2.27M -30,000 Closed
NFG
187
Nations Financial Group
Iowa
– -$2.25M -29,801 Closed
Balyasny Asset Management
188
Balyasny Asset Management
Illinois
– -$1.88M -24,960 Closed
KWM
189
Kingsview Wealth Management
Oregon
– -$1.9M -24,489 Closed
EGI
190
EAM Global Investors
California
– -$1.84M -24,413 Closed
CM
191
Caption Management
Oklahoma
– -$1.55M -20,500 Closed
EI
192
EAM Investors
California
– -$1.31M -17,351 Closed
CCMW
193
Cypress Capital Management (Wyoming)
Wyoming
– -$606K -8,028 Closed
LGA
194
Lebenthal Global Advisors
New York
– -$490K -6,500 Closed
AA
195
ALPS Advisors
Colorado
– -$450K -5,954 Closed
ProShare Advisors
196
ProShare Advisors
Maryland
– -$427K -5,655 Closed
Vontobel Holding
197
Vontobel Holding
Switzerland
– -$415K -5,500 Closed
Truist Financial
198
Truist Financial
North Carolina
– -$323K -4,275 Closed
Man Group
199
Man Group
United Kingdom
– -$301K -3,990 Closed
FP
200
Foundry Partners
Minnesota
– -$262K -3,470 Closed
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