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B. Riley Financial
RILY

Overview Fund Activity

184 hedge funds and large institutions have $821M invested in B. Riley Financial in 2021 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 58 increasing their positions, 72 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
184
Holders Change
+7
Holders Change %
+3.95%
% of All Funds
3.23%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.07%
New
32
Increased
58
Reduced
72
Closed
25
Calls
$22.1M
Puts
$16.4M
Net Calls
+$5.69M
Net Calls Change
-$2.16M

Top Buyers

1
EPM
1
Equitec Proprietary Markets
Illinois
$41.7M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$68.3M
3
Goldman Sachs
3
Goldman Sachs
New York
$8.72M
4
HRCM
4
Hood River Capital Management
Florida
$29.7M
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$3.23M

Top Sellers

1
MWNA
1
Marshall Wace North America
New York
$0
2
BlackRock
2
BlackRock
New York
$168M
3
PCM
3
Penserra Capital Management
California
$0
4
RA
4
Royce & Associates
New York
$23.7M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$293K
Name Holding Trade Value Shares
Change 		Shares
Change %
CCG
151
Cypress Capital Group
Florida
$222K – – –
DTL
152
Dynamic Technology Lab
Singapore
$202K +$202K +3,420 New
BRWM
153
B. Riley Wealth Management
Tennessee
$201K +$201K +3,400 New
DFCM
154
Dark Forest Capital Management
Puerto Rico
$200K +$200K +3,388 New
CAAS
155
Capital Asset Advisory Services
Michigan
$168K -$242K -4,102 -59%
GWM
156
Geneos Wealth Management
Colorado
$129K – – –
MOACM
157
Mutual of America Capital Management
New York
$126K -$22.4K -379 -15%
Zurich Cantonal Bank
158
Zurich Cantonal Bank
Switzerland
$117K – – –
AIP
159
Ameritas Investment Partners
Nebraska
$94K – – –
CAPTRUST Financial Advisors
160
CAPTRUST Financial Advisors
North Carolina
$82K -$8.22K -140 -9%
PHK
161
Point72 Hong Kong
Hong Kong
$78K +$78K +1,316 New
Lazard Asset Management
162
Lazard Asset Management
New York
$63K -$4.91K -84 -7%
HFM
163
Harvest Fund Management
China
$63K – – –
MA
164
Montag & Associates
Georgia
$59K – – –
DWA
165
Dorsey Wright & Associates
California
$56K +$4.45K +76 +9%
TRCT
166
Tower Research Capital (TRC)
New York
$39K -$4.44K -76 -10%
DOA
167
D'Orazio & Associates
Virginia
$30K – – –
CG
168
Cutler Group
California
$24K – – –
SFPG
169
Stonebridge Financial Planning Group
Florida
$23K – – –
UBS Group
170
UBS Group
Switzerland
$15K -$272K -4,660 -95%
PNC Financial Services Group
171
PNC Financial Services Group
Pennsylvania
$12K -$6.32K -110 -34%
BWA
172
BDO Wealth Advisors
Florida
$12K – – –
ST
173
Smithfield Trust
Pennsylvania
$7K +$7K +115 New
TWM
174
Tradition Wealth Management
Minnesota
$6K – – –
Fidelity Investments
175
Fidelity Investments
Massachusetts
$4K -$742K -14,094 -99%
5 6
7
8 9