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B. Riley Financial
RILY

Overview Fund Activity

90 hedge funds and large institutions have $321M invested in B. Riley Financial in 2019 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 33 increasing their positions, 23 reducing their positions, and 9 closing their positions.

Holders
90
Holders Change
+10
Holders Change %
+12.5%
% of All Funds
1.78%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
20
Increased
33
Reduced
23
Closed
9
Calls
–
Puts
$25K
Net Calls
-$25K
Net Calls Change
-$316K

Top Buyers

1
BlackRock
1
BlackRock
New York
$34.9M
2
HA
2
Heartland Advisors
Wisconsin
$7.98M
3
Renaissance Technologies
3
Renaissance Technologies
New York
$1.86M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$1.33M
5
Citadel Advisors
5
Citadel Advisors
Florida
$1.54M

Top Sellers

1
VCM
1
Vivaldi Capital Management
Illinois
$0
2
NC
2
Nokomis Capital
Texas
$33.7M
3
EM
3
Elliott Management
New York
$54.9M
4
NIMC
4
NWQ Investment Management Company
California
$6.7M
5
Vanguard Group
5
Vanguard Group
Pennsylvania
$21.2M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of Montreal
76
Bank of Montreal
Ontario, Canada
$73K 2,895 +863 +42%
Royal Bank of Canada
77
Royal Bank of Canada
Ontario, Canada
$56K 2,256 -1,709 -43%
Zurich Cantonal Bank
78
Zurich Cantonal Bank
Switzerland
$54K 2,145 +1,636 +321%
OAM
79
Oppenheimer Asset Management
New York
$51K 2,008 -127 -6%
AIP
80
Ameritas Investment Partners
Nebraska
$45K 1,801 – –
Canada Life
81
Canada Life
Manitoba, Canada
$29K 1,170 +1,170 New
Federated Hermes
82
Federated Hermes
Pennsylvania
$17K 660 +544 +469%
MWNA
83
Marshall Wace North America
New York
$17K 676 +676 New
MAM
84
Meeder Asset Management
Ohio
$16K 632 +632 New
Lazard Asset Management
85
Lazard Asset Management
New York
$12K 513 +513 New
DWA
86
Dorsey Wright & Associates
California
$11K 447 – –
Simplex Trading
87
Simplex Trading
Illinois
$8K 321 +321 New
PHK
88
Point72 Hong Kong
Hong Kong
$3K 133 +133 New
APA
89
American Portfolios Advisors
New York
$2.52K 100 – –
VCM
90
Vivaldi Capital Management
Illinois
– – -1,075,000 Closed
CL
91
CSS LLC
Illinois
– – -27,220 Closed
Cambridge Investment Research Advisors
92
Cambridge Investment Research Advisors
Iowa
– – -19,625 Closed
Squarepoint
93
Squarepoint
New York
– – -19,091 Closed
GCP
94
GSA Capital Partners
United Kingdom
– – -15,155 Closed
Susquehanna International Group
95
Susquehanna International Group
Pennsylvania
– – -9,393 Closed
PI
96
PEAK6 Investments
Illinois
– – -7,334 Closed
TRCT
97
Tower Research Capital (TRC)
New York
– – -715 Closed
QT
98
Quantamental Technologies
New York
– – -700 Closed
CFGS
99
Concourse Financial Group Securities
Alabama
– – – –
Fidelity Investments
100
Fidelity Investments
Massachusetts
$0 1 +1 New
1 2 3
4