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B. Riley Financial
RILY

Overview Fund Activity

157 hedge funds and large institutions have $603M invested in B. Riley Financial in 2023 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 65 increasing their positions, 43 reducing their positions, and 17 closing their positions.

Holders
157
Holders Change
+9
Holders Change %
+6.08%
% of All Funds
2.5%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.1%
New
27
Increased
65
Reduced
43
Closed
17
Calls
$15.6M
Puts
$83.3M
Net Calls
-$67.8M
Net Calls Change
-$3.3M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$28.9M
2
Ameriprise
2
Ameriprise
Minnesota
$24M
3
Allspring Global Investments
3
Allspring Global Investments
North Carolina
$11.2M
4
HRCM
4
Hood River Capital Management
Florida
$19.3M
5
PAIM
5
Punch & Associates Investment Management
Minnesota
$31.8M

Top Sellers

1
JPMPWA
1
J.P. Morgan Private Wealth Advisors
California
$0
2
NC
2
Nokomis Capital
Texas
$10.5M
3
RGC
3
Redwood Grove Capital
California
$11.2M
4
Invesco
4
Invesco
Georgia
$10.5M
5
EPM
5
Equitec Proprietary Markets
Illinois
$44M
Name Market Value Shares Shares
Change 		Shares
Change %
Fuller & Thaler Asset Management
26
Fuller & Thaler Asset Management
California
$3.87M 94,431 -3,464 -4%
Victory Capital Management
27
Victory Capital Management
Texas
$3.76M 91,640 +91,640 New
Principal Financial Group
28
Principal Financial Group
Iowa
$3.63M 88,444 -1,557 -2%
Bank of America
29
Bank of America
North Carolina
$3.02M 73,758 +43,540 +144%
Citadel Advisors
30
Citadel Advisors
Florida
$2.73M 66,686 +66,112 +11,518%
First Trust Advisors
31
First Trust Advisors
Illinois
$2.71M 66,018 +66,018 New
First Eagle Investment Management
32
First Eagle Investment Management
New York
$2.67M 65,085 +5,220 +9%
NCM
33
Nantahala Capital Management
Connecticut
$2.56M 62,520 – –
CCA
34
Cruiser Capital Advisors
Connecticut
$2.19M 53,511 -6,671 -11%
RhumbLine Advisers
35
RhumbLine Advisers
Massachusetts
$2.09M 51,038 +899 +2%
Legal & General Group
36
Legal & General Group
United Kingdom
$1.86M 45,257 +1,596 +4%
MS
37
Maven Securities
Jersey
$1.84M 45,000 +45,000 New
Neuberger Berman Group
38
Neuberger Berman Group
New York
$1.68M 41,017 -2,109 -5%
Goldman Sachs
39
Goldman Sachs
New York
$1.64M 40,045 +1,412 +4%
MHP
40
Manatuck Hill Partners
Connecticut
$1.64M 40,000 – –
AG
41
Algert Global
California
$1.55M 37,713 -21,260 -36%
UBS Group
42
UBS Group
Switzerland
$1.53M 37,373 +5,970 +19%
JPMorgan Chase & Co
43
JPMorgan Chase & Co
New York
$1.52M 37,154 +12,447 +50%
Swiss National Bank
44
Swiss National Bank
Switzerland
$1.52M 37,100 -600 -2%
Two Sigma Investments
45
Two Sigma Investments
New York
$1.48M 36,192 +36,192 New
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$1.38M 33,637 +1,336 +4%
DFCM
47
Dark Forest Capital Management
Puerto Rico
$1.16M 28,371 +14,516 +105%
Parallax Volatility Advisers
48
Parallax Volatility Advisers
California
$1.12M 27,316 +27,316 New
MCM
49
Mork Capital Management
California
$1.02M 25,000 +4,500 +22%
GCP
50
GSA Capital Partners
United Kingdom
$1.01M 24,516 +13,022 +113%
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