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B. Riley Financial
RILY

Overview Fund Activity

80 hedge funds and large institutions have $322M invested in B. Riley Financial in 2019 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 32 increasing their positions, 19 reducing their positions, and 3 closing their positions.

Holders
80
Holders Change
+11
Holders Change %
+15.94%
% of All Funds
1.76%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
14
Increased
32
Reduced
19
Closed
3
Calls
$314K
Puts
$23K
Net Calls
+$291K
Net Calls Change
+$483K

Top Buyers

1
VCM
1
Vivaldi Capital Management
Illinois
$25.4M
2
HA
2
Heartland Advisors
Wisconsin
$5.99M
3
EGI
3
EAM Global Investors
California
$1.67M
4
EI
4
EAM Investors
California
$1.3M
5
Charles Schwab
5
Charles Schwab
California
$2.35M

Top Sellers

1
NIMC
1
NWQ Investment Management Company
California
$7.63M
2
NC
2
Nokomis Capital
Texas
$35M
3
MHP
3
Manatuck Hill Partners
Connecticut
$1.42M
4
ES
4
Equitec Specialists
Illinois
$2.37M
5
Wellington Management Group
5
Wellington Management Group
Massachusetts
$623K
Name Market Value Shares Shares
Change 		Shares
Change %
MHP
26
Manatuck Hill Partners
Connecticut
$1.42M 60,000 -70,100 -54%
Wells Fargo
27
Wells Fargo
California
$1.37M 58,091 +5,391 +10%
QOP
28
Quinn Opportunity Partners
Virginia
$1.35M 57,220 +9,815 +21%
Goldman Sachs
29
Goldman Sachs
New York
$1.32M 55,774 +44,051 +376%
EI
30
EAM Investors
California
$1.3M 54,832 +54,832 New
AA
31
Ancora Advisors
Ohio
$1.13M 47,700 +200 +0.4%
CCA
32
Cruiser Capital Advisors
Connecticut
$1.04M 43,885 – –
MCM
33
Mork Capital Management
California
$945K 40,000 – –
California Public Employees Retirement System
34
California Public Employees Retirement System
California
$893K 37,814 +6,020 +19%
California State Teachers Retirement System (CalSTRS)
35
California State Teachers Retirement System (CalSTRS)
California
$755K 31,971 +897 +3%
RhumbLine Advisers
36
RhumbLine Advisers
Massachusetts
$743K 31,474 +2,979 +10%
CL
37
CSS LLC
Illinois
$643K 27,220 – –
Wellington Management Group
38
Wellington Management Group
Massachusetts
$623K 26,371 -13,043 -33%
Swiss National Bank
39
Swiss National Bank
Switzerland
$583K 24,700 – –
HBWM
40
Hollow Brook Wealth Management
New York
$555K 23,494 +476 +2%
D.E. Shaw & Co
41
D.E. Shaw & Co
New York
$550K 23,299 +6,981 +43%
New York State Common Retirement Fund
42
New York State Common Retirement Fund
New York
$496K 20,994 – –
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$464K 19,625 -5,225 -21%
Squarepoint
44
Squarepoint
New York
$451K 19,091 +4,291 +29%
Renaissance Technologies
45
Renaissance Technologies
New York
$430K 18,200 +18,200 New
Bank of America
46
Bank of America
North Carolina
$395K 16,711 -10,883 -39%
LPL Financial
47
LPL Financial
California
$389K 16,456 -149 -0.9%
UBS Group
48
UBS Group
Switzerland
$373K 15,782 +12,101 +329%
GCP
49
GSA Capital Partners
United Kingdom
$358K 15,155 +15,155 New
AllianceBernstein
50
AllianceBernstein
Tennessee
$309K 13,074 +1,600 +14%
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