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RGNX

Name Holding Trade Value Shares
Change 		Change in
Stake
HWAM
176
Hennion & Walsh Asset Management
New Jersey
– -$741K -88,385 Closed
BC
177
Birchview Capital
Vermont
– -$555K -66,270 Closed
ACM
178
ADAR1 Capital Management
Texas
– -$372K -44,416 Closed
AA
179
ALPS Advisors
Colorado
– -$352K -42,012 Closed
ICM
180
Ionic Capital Management
New York
– -$348K -41,500 Closed
MCM
181
Militia Capital Management
Texas
– -$281K -33,500 Closed
BFS
182
Bradley Foster & Sargent
Connecticut
– -$224K -26,699 Closed
PCM
183
Polymer Capital Management
New York
– -$199K -23,752 Closed
State of Wisconsin Investment Board
184
State of Wisconsin Investment Board
Wisconsin
– -$187K -22,352 Closed
Mitsubishi UFJ Asset Management
185
Mitsubishi UFJ Asset Management
Japan
– -$175K -20,870 Closed
Squarepoint
186
Squarepoint
New York
– -$142K -16,981 Closed
DT
187
Diversified Trust
Tennessee
– -$130K -15,499 Closed
SSA
188
Schonfeld Strategic Advisors
New York
– -$119K -14,151 Closed
Prudential Financial
189
Prudential Financial
New Jersey
– -$104K -12,410 Closed
GCM
190
Graham Capital Management
Connecticut
– -$103K -12,339 Closed
VF
191
Virtu Financial
New York
– -$97K -11,614 Closed
IIM
192
INTECH Investment Management
Florida
– -$87.4K -10,435 Closed
Acadian Asset Management
193
Acadian Asset Management
Massachusetts
– -$27K -3,233 Closed
MCM
194
MAI Capital Management
Ohio
– -$9.71K -1,158 Closed
QCG
195
Quadrant Capital Group
Ohio
– -$5.64K -673 Closed
ASN
196
Advisory Services Network
Georgia
– -$4.66K -556 Closed
RFP
197
Root Financial Partners
California
– -$1.69K -202 Closed
BWA
198
Basecamp Wealth Advisors
Washington
– -$897 -107 Closed
TPWA
199
Twin Peaks Wealth Advisors
California
– -$42 -5 Closed
C
200
Covestor
United Kingdom
– +$133 +16 +229%
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