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Pennant Park Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
BRWM
126
B. Riley Wealth Management
Tennessee
$14K +$3.91K +373 +33%
Klingman & Associates
127
Klingman & Associates
New York
$14K +$16.1K +1,538 New
JC
128
JBF Capital
Colorado
$13K +$14.7K +1,405 New
HCM
129
Highlander Capital Management
New Jersey
$12K – – –
PSC
130
Prentiss Smith & Co
Vermont
$12K – – –
Fifth Third Bancorp
131
Fifth Third Bancorp
Ohio
$10K – – –
OSNBOA
132
Old Second National Bank of Aurora
Illinois
$10K – – –
VIA
133
Vantage Investment Advisors
Pennsylvania
$10K – – –
DSC
134
Duncker Streett & Co
Missouri
$5K – – –
GGPS
135
Gary Goldberg Planning Services
New York
$5K – – –
RIA
136
Regal Investment Advisors
Michigan
$5K +$5.24K +500 New
WA
137
WFG Advisors
Texas
$3K – – –
PIA
138
Piedmont Investment Advisors
North Carolina
$447 – – –
DCM
139
Dupont Capital Management
Delaware
– -$1.45M -132,610 Closed
Municipal Employees' Retirement System of Michigan
140
Municipal Employees' Retirement System of Michigan
Michigan
– -$372K -33,200 Closed
Jane Street
141
Jane Street
New York
– -$228K -20,939 Closed
LMR Partners
142
LMR Partners
United Kingdom
– -$129K -11,866 Closed
FFA
143
First Foundation Advisors
California
– -$128K -11,704 Closed
Spot Trading
144
Spot Trading
Illinois
– -$127K -11,609 Closed
Ameriprise
145
Ameriprise
Minnesota
– -$53K -4,862 Closed
FANJ
146
Financial Architects (New Jersey)
New Jersey
– -$27K -2,500 Closed
Central Trust Company
147
Central Trust Company
Missouri
– -$22K -2,000 Closed
BOK Financial
148
BOK Financial
Oklahoma
– -$12K -1,126 Closed
Barclays
149
Barclays
United Kingdom
– -$9K -873 Closed
WAS
150
Winch Advisory Services
Wisconsin
– -$5K -500 Closed