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PNNT

Pennant Park Investment Corp
PNNT

Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
$28.7M +$29M +2,595,801 New
U
2
UBS
Switzerland
$19.3M +$19.5M +1,745,856 New
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$19.1M +$19.3M +1,724,600 New
BFA
4
BlackRock Fund Advisors
California
$18.8M +$19M +1,701,749 New
AAM
5
Advisors Asset Management
Colorado
$17.9M +$18.1M +1,618,153 New
Invesco
6
Invesco
Georgia
$16.2M +$16.4M +1,467,836 New
State Street
7
State Street
Massachusetts
$14.7M +$14.8M +1,327,633 New
Goldman Sachs
8
Goldman Sachs
New York
$14.4M +$14.6M +1,305,369 New
CIM
9
Confluence Investment Management
Missouri
$11.8M +$11.9M +1,065,636 New
CHA
10
Cedar Hill Associates
Illinois
$10M +$10.2M +909,050 New
BIT
11
BlackRock Institutional Trust
California
$9.71M +$9.81M +878,734 New
American Century Companies
12
American Century Companies
Missouri
$9.46M +$9.56M +856,219 New
KCM
13
Kennedy Capital Management
Missouri
$9.04M +$9.14M +818,160 New
Northern Trust
14
Northern Trust
Illinois
$8.68M +$8.77M +785,835 New
SIA
15
Sit Investment Associates
Minnesota
$8.27M +$8.36M +748,596 New
Vanguard Group
16
Vanguard Group
Pennsylvania
$8.25M +$8.33M +746,473 New
Nuveen
17
Nuveen
North Carolina
$7.1M +$7.17M +642,496 New
YMRC
18
Yorktown Management & Research Company
Virginia
$5.66M +$5.72M +512,000 New
AQR Capital Management
19
AQR Capital Management
Connecticut
$5.53M +$5.59M +500,269 New
BG
20
BlackRock Group
United Kingdom
$4.97M +$5.02M +449,702 New
Manulife (Manufacturers Life Insurance)
21
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4.89M +$4.95M +442,970 New
Wells Fargo
22
Wells Fargo
California
$4.68M +$4.73M +423,201 New
SCM
23
Silver Capital Management
New York
$4.04M +$4.08M +365,454 New
Deutsche Bank
24
Deutsche Bank
Germany
$3.58M +$3.62M +324,574 New
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$3.48M +$3.52M +315,301 New
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