PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

135 hedge funds and large institutions have $244M invested in Pennant Park Investment Corp in 2015 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 45 increasing their positions, 48 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
135
Holders Change
-3
Holders Change %
-2.17%
% of All Funds
3.6%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
20
Increased
45
Reduced
48
Closed
22
Calls
$11K
Puts
$80K
Net Calls
-$69K
Net Calls Change
-$63K

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$23.2M
2
DFG
2
Delphi Financial Group
Delaware
$14M
3
DCM
3
Dialectic Capital Management
Connecticut
$1.86M
4
Morgan Stanley
4
Morgan Stanley
New York
$6.27M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$4.93M

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$868K
2
ACI
2
Alpha Cubed Investments
California
$0
3
RFC
3
Russell Frank Company
Washington
$1.94M
4
PAM
4
PVG Asset Management
Colorado
$8.47M
5
YMRC
5
Yorktown Management & Research Company
Virginia
$3.94M
Name Holding Trade Value Shares
Change 		Shares
Change %
WS
101
Wedbush Securities
California
$93K -$14.3K -1,579 -13%
HPC
102
HM Payson & Co
Maine
$92K – – –
WSTAM
103
Wilbanks Smith & Thomas Asset Management
Virginia
$91K – – –
WRM
104
Westport Resources Management
Connecticut
$87K -$3.16K -350 -4%
PG
105
PEAK6 Group
Illinois
$77K +$31.6K +3,470 +69%
Deutsche Bank
106
Deutsche Bank
Germany
$52K -$1.27M -140,958 -96%
PI
107
PineBridge Investments
New York
$48K +$867 +95 +2%
PCM
108
Parsons Capital Management
Rhode Island
$48K +$48K +5,325 New
AWM
109
AllSquare Wealth Management
New York
$45K – – –
Bessemer Group
110
Bessemer Group
New Jersey
$36K – – –
TFA
111
Transamerica Financial Advisors
Florida
$30K +$9.43K +1,015 +46%
First Manhattan
112
First Manhattan
New York
$27K – – –
BPBT
113
Boston Private Bank & Trust
Massachusetts
$23K – – –
SSG
114
Summit Securities Group
New York
$23K +$23K +2,500 New
MA
115
MUFG Americas
New York
$19K +$544 +59 +3%
Creative Planning
116
Creative Planning
Kansas
$18K -$19.3K -2,148 -52%
HR
117
Howe & Rusling
New York
$18K – – –
VIA
118
Vantage Investment Advisors
Pennsylvania
$18K +$9K +1,000 +100%
JC
119
JBF Capital
Colorado
$13K – – –
PSC
120
Prentiss Smith & Co
Vermont
$12K – – –
HCM
121
Highlander Capital Management
New Jersey
$11K – – –
Bank of Montreal
122
Bank of Montreal
Ontario, Canada
$11K +$11K +1,250 New
WEC
123
Winslow Evans & Crocker
Massachusetts
$9.05K -$13.6K -1,500 -60%
Fifth Third Bancorp
124
Fifth Third Bancorp
Ohio
$9K – – –
OSNBOA
125
Old Second National Bank of Aurora
Illinois
$9K – – –
3 4
5
6 7