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PNNT

Pennant Park Investment Corp
PNNT

148 hedge funds and large institutions have $324M invested in Pennant Park Investment Corp in 2014 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 51 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 11

28% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 40

11% more funds holding

Funds holding: 133 → 148 (+15)

5% less capital invested

Capital invested by funds: $339M → $324M (-$15.7M)

52% less call options, than puts

Call options by funds: $171K | Put options by funds: $356K

Holders
148
Holders Change
+15
Holders Change %
+11.28%
% of All Funds
4.27%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
26
Increased
51
Reduced
40
Closed
11
Calls
$171K
Puts
$356K
Net Calls
-$185K
Net Calls Change
+$46K

Top Buyers

Rank Fund Capital Flow
1
SAM
Selway Asset Management
+$5.07M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$3.12M
3
AAM
Advisors Asset Management
Colorado
+$1.85M
4
ACM
Advisors Capital Management
New Jersey
+$1.77M
5
Prudential Financial
Prudential Financial
New Jersey
+$1.28M

Top Sellers

Rank Fund Capital Flow
1
Vanguard Group
Vanguard Group
Pennsylvania
-$6.79M
2
Goldman Sachs
Goldman Sachs
New York
-$3.88M
3
KCM
Kennedy Capital Management
Missouri
-$2.77M
4
N
Nuveen
North Carolina
-$1.78M
5
SCM
Silver Capital Management
New York
-$1.72M
Name Holding Trade Value Shares
Change 		Change in
Stake
DTL
101
Dynamic Technology Lab
Singapore
$275K +$281K +24,898 New
SO
102
STRS Ohio
Ohio
$263K -$18K -1,600 -6%
AL
103
Airain Ltd
Guernsey
$255K -$138K -12,279 -35%
VKH
104
Virtu KCG Holdings
New York
$255K +$260K +23,039 New
HIMCH
105
Hartford Investment Management Co (HIMCO)
Connecticut
$246K – – –
PRCM
106
Pine River Capital Management
Minnesota
$245K +$250K +22,200 New
FCI
107
Financial Counselors Inc
Kansas
$210K – – –
US Bancorp
108
US Bancorp
Minnesota
$198K -$52.3K -4,640 -21%
Principal Financial Group
109
Principal Financial Group
Iowa
$191K -$4K -355 -2%
Cambridge Investment Research Advisors
110
Cambridge Investment Research Advisors
Iowa
$171K +$174K +15,430 New
ACH
111
ArrowMark Colorado Holdings
Colorado
$145K +$8.66K +768 +6%
Millennium Management
112
Millennium Management
New York
$140K -$516K -45,783 -78%
HFS
113
HL Financial Services
Kentucky
$134K +$552 +49 +0.4%
CA
114
Cetera Advisors
Colorado
$124K +$125K +11,121 New
AG
115
Aperio Group
California
$119K +$122K +10,806 New
Bank of Montreal
116
Bank of Montreal
Ontario, Canada
$111K +$107K +9,524 +1,905%
TRCT
117
Tower Research Capital (TRC)
New York
$105K +$98.7K +8,758 +1,095%
DADC
118
D.A. Davidson & Co
Montana
$95K +$14.9K +1,320 +18%
FNBT
119
FineMark National Bank & Trust
Florida
$56K – – –
Dimensional Fund Advisors
120
Dimensional Fund Advisors
Texas
$55K +$56.4K +5,004 New
Creative Planning
121
Creative Planning
Kansas
$51K +$28.4K +2,520 +119%
STC
122
SEI Trust Company
Pennsylvania
$46K -$15.8K -1,400 -25%
Bessemer Group
123
Bessemer Group
New Jersey
$44K – – –
PG
124
PEAK6 Group
Illinois
$37K +$37.8K +3,350 New
Canada Life
125
Canada Life
Manitoba, Canada
$33K – – –
3 4
5
6 7

PNNT Hedge Fund Activity: Q1 2014 in Review

148 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Pennant Park Investment Corp (PNNT) for Q1 2014, worth a combined $324M — down 4.6% from $339M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new PNNT positions and 11 closed out — a net gain of 15 holders — while 51 added to existing stakes and 40 trimmed.

The largest buyer was Selway Asset Management, adding an estimated $5.07M. The largest seller was Vanguard Group, cutting an estimated $6.79M.

  • 148 institutional investors held Pennant Park Investment Corp (PNNT) as of Q1 2014, up from 133 in Q4 2013.
  • Funds reported $324M of Pennant Park Investment Corp stock for Q1 2014, down 4.6% quarter-over-quarter.
  • 26 funds opened new Pennant Park Investment Corp positions in Q1 2014 and 11 closed out, a net change of +15 holders.
  • The largest Pennant Park Investment Corp buyer in Q1 2014 was Selway Asset Management, an estimated $5.07M added.
  • The largest Pennant Park Investment Corp seller in Q1 2014 was Vanguard Group, an estimated $6.79M sold.

Based on aggregated 13F filings for Q1 2014.