PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

118 hedge funds and large institutions have $143M invested in Pennant Park Investment Corp in 2015 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 32 increasing their positions, 39 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
118
Holders Change
-8
Holders Change %
-6.35%
% of All Funds
3.1%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
23
Increased
32
Reduced
39
Closed
29
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$12.5M
2
CLM
2
ClearBridge LLC (Maryland)
Maryland
$4.34M
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$2.78M
4
Morgan Stanley
4
Morgan Stanley
New York
$10.5M
5
AssetMark Inc
5
AssetMark Inc
California
$901K

Top Sellers

1
PAM
1
PVG Asset Management
Colorado
$0
2
RCM
2
Rivernorth Capital Management
Florida
$0
3
AAM
3
Advisors Asset Management
Colorado
$13.3M
4
Millennium Management
4
Millennium Management
New York
$410K
5
CS
5
Credit Suisse
Switzerland
$354K
Name Holding Trade Value Shares
Change 		Shares
Change %
AL
76
Airain Ltd
Guernsey
$86K -$80.8K -13,104 -48%
EWM
77
Evercore Wealth Management
New York
$83K – – –
EFS
78
Essex Financial Services
Connecticut
$82K +$82K +13,300 New
Connor, Clark & Lunn Investment Management (CC&L)
79
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$80K +$80K +13,000 New
AG
80
Aperio Group
California
$75K -$4.27K -692 -5%
AW
81
ACG Wealth
Georgia
$73K -$19.4K -3,125 -21%
Bank of America
82
Bank of America
North Carolina
$72K -$27.4K -4,465 -28%
BW
83
Bison Wealth
Georgia
$72K -$957 -155 -1%
VFS
84
VSR Financial Services
Kansas
$72K – – –
PCM
85
Prelude Capital Management
New York
$72K +$19.1K +3,110 +36%
IA
86
IFP Advisors
Florida
$70K +$70K +11,345 New
Commonwealth Equity Services
87
Commonwealth Equity Services
Massachusetts
$70K +$70K +11,368 New
HPC
88
HM Payson & Co
Maine
$63K – – –
FRM
89
Fox Run Management
Connecticut
$63K +$63K +10,200 New
JIC
90
JRM Investment Counsel
Nebraska
$62K – – –
MFS
91
MSI Financial Services
Massachusetts
$49K +$45.3K +7,350 +1,231%
Creative Planning
92
Creative Planning
Kansas
$49K +$48.1K +7,728 +5,152%
DADC
93
D.A. Davidson & Co
Montana
$44K -$26.9K -4,456 -38%
Deutsche Bank
94
Deutsche Bank
Germany
$36K +$548 +90 +2%
AIP
95
Ameritas Investment Partners
Nebraska
$31K +$31K +5,153 New
Bessemer Group
96
Bessemer Group
New Jersey
$25K – – –
TFA
97
Transamerica Financial Advisors
Florida
$24K +$6 +1 +0%
US Bancorp
98
US Bancorp
Minnesota
$23K – – –
First Manhattan
99
First Manhattan
New York
$18K – – –
GXMC
100
Global X Management Company
New York
$17K +$1.47K +241 +9%
2 3
4
5 6