PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

126 hedge funds and large institutions have $158M invested in Pennant Park Investment Corp in 2015 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 38 increasing their positions, 45 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
126
Holders Change
–
Holders Change %
0%
% of All Funds
3.52%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
20
Increased
38
Reduced
45
Closed
19
Calls
–
Puts
$12K
Net Calls
-$12K
Net Calls Change
-$112K

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$4.85M
2
Morgan Stanley
2
Morgan Stanley
New York
$9.03M
3
DFG
3
Delphi Financial Group
Delaware
$11.4M
4
Millennium Management
4
Millennium Management
New York
$2.84M
5
PGH
5
Partners Group Holding
Switzerland
$1.75M

Top Sellers

1
CHA
1
Cedar Hill Associates
Illinois
$0
2
Invesco
2
Invesco
Georgia
$7.35M
3
YMRC
3
Yorktown Management & Research Company
Virginia
$0
4
UBS Group
4
UBS Group
Switzerland
$13.7M
5
MC
5
Muzinich & Co
New York
$6.36M
Name Holding Trade Value Shares
Change 		Shares
Change %
TYCC
76
Texas Yale Capital Corp
Florida
$118K -$121K -18,700 -51%
KCM
77
Kempner Capital Management
Texas
$118K – – –
Bank of America
78
Bank of America
North Carolina
$105K -$34.7K -5,358 -25%
JPMPWA
79
J.P. Morgan Private Wealth Advisors
California
$97K -$99.1K -15,329 -51%
AW
80
ACG Wealth
Georgia
$96K -$102K -15,789 -52%
Axa
81
Axa
France
$89K +$89K +13,800 New
EWM
82
Evercore Wealth Management
New York
$88K -$39.1K -6,000 -31%
Tudor Investment Corp
83
Tudor Investment Corp
Connecticut
$87K +$87K +13,485 New
AG
84
Aperio Group
California
$83K -$238K -36,870 -74%
BW
85
Bison Wealth
Georgia
$76K -$144K -22,345 -65%
DADC
86
D.A. Davidson & Co
Montana
$75K -$5.57K -872 -7%
VFS
87
VSR Financial Services
Kansas
$75K – – –
LPL Financial
88
LPL Financial
California
$74K +$74K +10,887 New
Royal Bank of Canada
89
Royal Bank of Canada
Ontario, Canada
$73K +$792 +123 +1%
PI
90
PineBridge Investments
New York
$72K +$2.26K +350 +3%
WS
91
Wedbush Securities
California
$67K +$67K +10,300 New
HPC
92
HM Payson & Co
Maine
$66K – – –
JIC
93
JRM Investment Counsel
Nebraska
$65K -$1.23M -188,502 -95%
PCM
94
Prelude Capital Management
New York
$56K -$22K -3,386 -28%
Simplex Trading
95
Simplex Trading
Illinois
$55K +$55K +8,592 New
Deutsche Bank
96
Deutsche Bank
Germany
$37K +$401 +63 +1%
Bessemer Group
97
Bessemer Group
New Jersey
$26K – – –
TFA
98
Transamerica Financial Advisors
Florida
$25K +$3.36K +501 +16%
US Bancorp
99
US Bancorp
Minnesota
$24K -$70K -10,784 -74%
First Manhattan
100
First Manhattan
New York
$19K – – –
2 3
4
5 6