PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

126 hedge funds and large institutions have $224M invested in Pennant Park Investment Corp in 2015 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 37 increasing their positions, 44 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
126
Holders Change
-9
Holders Change %
-6.67%
% of All Funds
3.4%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
10
Increased
37
Reduced
44
Closed
15
Calls
$100K
Puts
–
Net Calls
+$100K
Net Calls Change
+$169K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.27M
2
PAM
2
PVG Asset Management
Colorado
$10.3M
3
CIM
3
Confluence Investment Management
Missouri
$10M
4
GIM
4
Greenwich Investment Management
Connecticut
$2.4M
5
Millennium Management
5
Millennium Management
New York
$2.43M

Top Sellers

1
RFC
1
Russell Frank Company
Washington
$0
2
Wells Fargo
2
Wells Fargo
California
$2.11M
3
SAM
3
Selway Asset Management
$2.99M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$3.29M
5
UBS Group
5
UBS Group
Switzerland
$21.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
Citadel Advisors
76
Citadel Advisors
Florida
$281K -$230K -26,181 -45%
AW
77
ACG Wealth
Georgia
$269K -$199K -22,663 -43%
JPMPWA
78
J.P. Morgan Private Wealth Advisors
California
$267K +$267K +30,329 New
PAG
79
Private Advisor Group
New Jersey
$264K -$720 -82 -0.3%
Baird Financial Group
80
Baird Financial Group
Wisconsin
$207K +$207K +23,530 New
CS
81
Comerica Securities
Michigan
$194K +$28.4K +3,240 +17%
Bank of America
82
Bank of America
North Carolina
$189K +$57.3K +6,537 +43%
EWM
83
Evercore Wealth Management
New York
$172K – – –
KCM
84
Kempner Capital Management
Texas
$160K – – –
US Bancorp
85
US Bancorp
Minnesota
$127K +$2.2K +251 +2%
YP
86
Yellowstone Partners
Idaho
$126K -$46.4K -5,300 -27%
BAM
87
Burnham Asset Management
New York
$124K – – –
HI
88
HBK Investments
Texas
$118K -$131K -15,008 -53%
C
89
CFO4Life
Texas
$118K -$49.8K -5,683 -30%
EFS
90
Essex Financial Services
Connecticut
$117K +$117K +13,300 New
AL
91
Airain Ltd
Guernsey
$110K -$241K -27,323 -69%
DADC
92
D.A. Davidson & Co
Montana
$110K +$4.45K +510 +4%
PCM
93
Prelude Capital Management
New York
$105K – – –
VFS
94
VSR Financial Services
Kansas
$102K -$30.1K -3,419 -23%
Royal Bank of Canada
95
Royal Bank of Canada
Ontario, Canada
$98K -$51.6K -5,901 -34%
California Public Employees Retirement System
96
California Public Employees Retirement System
California
$97K +$97K +11,000 New
PI
97
PineBridge Investments
New York
$95K +$48.7K +5,539 +105%
Jane Street
98
Jane Street
New York
$91K +$91K +10,386 New
HPC
99
HM Payson & Co
Maine
$89K – – –
WSTAM
100
Wilbanks Smith & Thomas Asset Management
Virginia
$88K – – –
2 3
4
5 6