PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

128 hedge funds and large institutions have $268M invested in Pennant Park Investment Corp in 2014 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 42 increasing their positions, 38 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
128
Holders Change
-14
Holders Change %
-9.86%
% of All Funds
3.72%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
18
Increased
42
Reduced
38
Closed
32
Calls
$98K
Puts
$167K
Net Calls
-$69K
Net Calls Change
+$340K

Top Buyers

1
DFG
Delphi Financial Group
Delaware
+$11.6M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$5.08M
3
AAM
Advisors Asset Management
Colorado
+$3.36M
4
Two Sigma Investments
Two Sigma Investments
New York
+$2.86M
5
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
+$2.42M

Top Sellers

1
Northern Trust
Northern Trust
Illinois
-$5.41M
2
KCM
Kennedy Capital Management
Missouri
-$4.78M
3
Deutsche Bank
Deutsche Bank
Germany
-$4.69M
4
PP
Paloma Partners
Connecticut
-$3.28M
5
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$3.01M
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
76
Royal Bank of Canada
Ontario, Canada
$299K -$68.8K -6,299 -19%
VKH
77
Virtu KCG Holdings
New York
$285K -$84.7K -7,777 -23%
PAM
78
Princeton Alpha Management
New Jersey
$256K -$2.67K -245 -1%
Jane Street
79
Jane Street
New York
$228K +$228K +20,939 New
WSTAM
80
Wilbanks Smith & Thomas Asset Management
Virginia
$218K +$218K +20,000 New
FCI
81
Financial Counselors Inc
Kansas
$216K – – –
AL
82
Airain Ltd
Guernsey
$196K +$34.7K +3,183 +22%
KCM
83
Kempner Capital Management
Texas
$187K +$27.3K +2,500 +17%
HFS
84
HL Financial Services
Kentucky
$185K -$6.26K -575 -3%
AG
85
Aperio Group
California
$180K +$52.2K +4,791 +41%
YP
86
Yellowstone Partners
Idaho
$165K +$165K +15,100 New
NCMW
87
Northern Capital Management (Wisconsin)
Wisconsin
$153K – – –
BAM
88
Burnham Asset Management
New York
$151K +$151K +13,800 New
NCCM
89
Nine Chapters Capital Management
New Jersey
$147K -$670K -61,500 -82%
US Bancorp
90
US Bancorp
Minnesota
$143K -$81.6K -7,518 -36%
EWM
91
Evercore Wealth Management
New York
$141K +$16.3K +1,500 +13%
CA
92
Cetera Advisors
Colorado
$140K +$18.7K +1,727 +15%
WRM
93
Westport Resources Management
Connecticut
$137K +$11 +1 +0%
LP
94
LMR Partners
United Kingdom
$129K -$2.06M -189,525 -94%
FFA
95
First Foundation Advisors
California
$128K +$128K +11,704 New
ST
96
Spot Trading
Illinois
$127K +$127K +11,609 New
WS
97
Wedbush Securities
California
$117K -$1.05K -96 -0.9%
HPC
98
HM Payson & Co
Maine
$111K +$111K +10,142 New
DADC
99
D.A. Davidson & Co
Montana
$108K – – –
Creative Planning
100
Creative Planning
Kansas
$64K +$41.5K +3,781 +184%
2 3
4
5 6