PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

142 hedge funds and large institutions have $296M invested in Pennant Park Investment Corp in 2014 Q2 according to their latest regulatory filings, with 31 funds opening new positions, 53 increasing their positions, 35 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
142
Holders Change
-6
Holders Change %
-4.05%
% of All Funds
4.08%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
31
Increased
53
Reduced
35
Closed
37
Calls
$103K
Puts
$512K
Net Calls
-$409K
Net Calls Change
-$224K

Top Buyers

1
Deutsche Bank
Deutsche Bank
Germany
$6.57M
2
AAM
Advisors Asset Management
Colorado
$27.5M
3
PP
Paloma Partners
Connecticut
$3.28M
4
CS
Credit Suisse
Switzerland
$4.5M
5
SCM
Sterneck Capital Management
Missouri
$2.36M

Top Sellers

1
BFA
BlackRock Fund Advisors
California
$0
2
State Street
State Street
Massachusetts
$991K
3
BIT
BlackRock Institutional Trust
California
$0
4
American Century Companies
American Century Companies
Missouri
$0
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$25.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
Marshall Wace
76
Marshall Wace
United Kingdom
$393K +$393K +34,300 New
MERSOM
77
Municipal Employees' Retirement System of Michigan
Michigan
$390K – – –
Neuberger Berman Group
78
Neuberger Berman Group
New York
$390K +$34.4K +3,000 +10%
VKH
79
Virtu KCG Holdings
New York
$389K +$125K +10,902 +47%
Royal Bank of Canada
80
Royal Bank of Canada
Ontario, Canada
$385K -$45.5K -3,982 -11%
OIA
81
Optimum Investment Advisors
Illinois
$371K – – –
PAG
82
Private Advisor Group
New Jersey
$361K +$21.4K +1,871 +6%
PCM
83
Parsons Capital Management
Rhode Island
$335K – – –
JG
84
Jefferies Group
New York
$335K +$335K +29,163 New
SG Americas Securities
85
SG Americas Securities
New York
$327K -$127K -11,087 -28%
PAM
86
Princeton Alpha Management
New Jersey
$272K -$18.1K -1,581 -6%
Cambridge Investment Research Advisors
87
Cambridge Investment Research Advisors
Iowa
$261K +$84.2K +7,350 +48%
D.E. Shaw & Co
88
D.E. Shaw & Co
New York
$260K +$260K +22,727 New
HIMCH
89
Hartford Investment Management Co (HIMCO)
Connecticut
$256K – – –
US Bancorp
90
US Bancorp
Minnesota
$237K +$31.5K +2,755 +15%
FCI
91
Financial Counselors Inc
Kansas
$227K +$9.17K +800 +4%
ACH
92
ArrowMark Colorado Holdings
Colorado
$221K +$70.8K +6,184 +47%
RJA
93
Raymond James & Associates
Florida
$215K +$215K +18,801 New
AQR Capital Management
94
AQR Capital Management
Connecticut
$212K -$2.74M -239,100 -93%
GCM
95
Glaxis Capital Management
Florida
$201K -$630K -55,000 -76%
HFS
96
HL Financial Services
Kentucky
$201K +$62.5K +5,465 +45%
Barclays
97
Barclays
United Kingdom
$201K +$171K +15,559 +571%
DTL
98
Dynamic Technology Lab
Singapore
$186K -$100K -8,717 -35%
AWA
99
Arete Wealth Advisors
Illinois
$184K +$184K +15,800 New
JPMPWA
100
J.P. Morgan Private Wealth Advisors
California
$172K -$115K -10,035 -40%
2 3
4
5 6