PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

128 hedge funds and large institutions have $328M invested in Pennant Park Investment Corp in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 49 increasing their positions, 39 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
128
Holders Change
+10
Holders Change %
+8.47%
% of All Funds
4.15%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
49
Reduced
39
Closed
6
Calls
$128K
Puts
$215K
Net Calls
-$87K
Net Calls Change
-$87K

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$21M
2
BFA
2
BlackRock Fund Advisors
California
$21.4M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$2.93M
4
U
4
UBS
Switzerland
$21.1M
5
Schroder Investment Management Group
5
Schroder Investment Management Group
United Kingdom
$1.16M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$0
2
AQR Capital Management
2
AQR Capital Management
Connecticut
$2.93M
3
SCM
3
Silver Capital Management
New York
$1.67M
4
AIM
4
ADAR Investment Management
New Jersey
$0
5
SAM
5
Selway Asset Management
$571K
Name Holding Trade Value Shares
Change 		Shares
Change %
OIA
76
Optimum Investment Advisors
Illinois
$393K +$393K +34,884 New
VOYA Investment Management
77
VOYA Investment Management
Georgia
$391K – – –
BP
78
BBR Partners
New York
$387K +$387K +34,268 New
Acadian Asset Management
79
Acadian Asset Management
Massachusetts
$373K – – –
BA
80
BlackRock Advisors
Delaware
$348K +$5.28K +468 +2%
SO
81
STRS Ohio
Ohio
$339K -$13.2K -1,172 -4%
PCM
82
Parsons Capital Management
Rhode Island
$330K – – –
WRM
83
Westport Resources Management
Connecticut
$302K -$5.65K -500 -2%
PGH
84
Partners Group Holding
Switzerland
$301K +$18.4K +1,636 +7%
RFC
85
Russell Frank Company
Washington
$300K +$215K +19,092 +254%
CA
86
Corrado Advisors
New Jersey
$281K +$55.4K +4,907 +25%
Grantham, Mayo, Van Otterloo & Co (GMO)
87
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$271K -$34.9K -3,100 -11%
Jane Street
88
Jane Street
New York
$251K -$128K -11,354 -34%
PP
89
PDT Partners
New York
$248K +$248K +22,061 New
Neuberger Berman Group
90
Neuberger Berman Group
New York
$243K +$243K +21,500 New
DekaBank Deutsche Girozentrale
91
DekaBank Deutsche Girozentrale
Germany
$239K – – –
US Bancorp
92
US Bancorp
Minnesota
$235K -$30.6K -2,717 -12%
Royal Bank of Canada
93
Royal Bank of Canada
Ontario, Canada
$228K -$63.9K -5,667 -22%
FCI
94
Financial Counselors Inc
Kansas
$214K -$180K -16,000 -46%
FIM
95
Freedom Investment Management
Connecticut
$209K +$32.4K +2,866 +18%
BNP Paribas Financial Markets
96
BNP Paribas Financial Markets
France
$206K -$59.7K -5,289 -22%
Principal Financial Group
97
Principal Financial Group
Iowa
$203K -$13K -1,152 -6%
Comerica Bank
98
Comerica Bank
Texas
$157K +$1.83K +162 +1%
HFS
99
HL Financial Services
Kentucky
$136K +$485 +43 +0.4%
AL
100
Airain Ltd
Guernsey
$133K +$133K +11,761 New
2 3
4
5 6