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PNNT

Pennant Park Investment Corp
PNNT

87 hedge funds and large institutions have $64.1M invested in Pennant Park Investment Corp in 2020 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 36 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less funds holding

Funds holding: 89 → 87 (-2)

2.52% less ownership

Funds ownership: 32.49% → 29.97% (-2.5%)

14% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 14

19% less capital invested

Capital invested by funds: $79.6M → $64.1M (-$15.5M)

42% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 36

54% less call options, than puts

Call options by funds: $25K | Put options by funds: $54K

Holders
87
Holders Change
-2
Holders Change %
-2.25%
% of All Funds
1.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
21
Reduced
36
Closed
14
Calls
$25K
Puts
$54K
Net Calls
-$29K
Net Calls Change
+$81K

Top Buyers

Rank Fund Capital Flow
1
CCM
Callodine Capital Management
Massachusetts
+$1.04M
2
Northern Trust
Northern Trust
Illinois
+$679K
3
CC
Claybrook Capital
Massachusetts
+$183K
4
BlackRock
BlackRock
New York
+$158K
5
VanEck Associates
VanEck Associates
New York
+$155K

Top Sellers

Rank Fund Capital Flow
1
BRWM
B. Riley Wealth Management
Tennessee
-$1.65M
2
WFI
West Family Investments
California
-$1.5M
3
Millennium Management
Millennium Management
New York
-$797K
4
KCM
Kennedy Capital Management
Missouri
-$685K
5
AAM
Advisors Asset Management
Colorado
-$430K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
51
Raymond James & Associates
Florida
$108K +$5.9K +1,762 +5%
AIM
52
Aigen Investment Management
New York
$95K -$122K -36,566 -55%
Canada Life
53
Canada Life
Manitoba, Canada
$91K +$10.7K +3,191 +13%
IAIM
54
International Assets Investment Management
Florida
$80K -$9.04K -2,700 -10%
Mirae Asset Global Investments
55
Mirae Asset Global Investments
South Korea
$75K -$141K -42,151 -64%
MIC
56
Meridian Investment Counsel
California
$69K – – –
APWA
57
Atlas Private Wealth Advisors
New Jersey
$63K -$13.7K -4,100 -17%
CAM
58
Cubic Asset Management
Massachusetts
$62K – – –
SSA
59
Schonfeld Strategic Advisors
New York
$60K +$63K +18,800 New
MWNA
60
Marshall Wace North America
New York
$59K – – –
BRWA
61
B. Riley Wealth Advisors
Florida
$59K +$1.01K +301 +2%
Baird Financial Group
62
Baird Financial Group
Wisconsin
$54K -$1K -300 -2%
Cerity Partners
63
Cerity Partners
New York
$54K +$56.9K +17,000 New
Goldman Sachs
64
Goldman Sachs
New York
$53K +$14K +4,191 +34%
Stifel Financial
65
Stifel Financial
Missouri
$48K -$1.34K -400 -3%
TSS
66
Two Sigma Securities
New York
$39K +$40.9K +12,198 New
D.E. Shaw & Co
67
D.E. Shaw & Co
New York
$38K +$39.5K +11,800 New
Royal Bank of Canada
68
Royal Bank of Canada
Ontario, Canada
$37K – – –
VF
69
Virtu Financial
New York
$37K +$38.6K +11,530 New
Victory Capital Management
70
Victory Capital Management
Texas
$34K -$2.06K -615 -5%
XM
71
XTX Markets
New York
$34K +$35.4K +10,572 New
Citigroup
72
Citigroup
New York
$29K -$14.9K -4,452 -33%
Northwestern Mutual Wealth Management
73
Northwestern Mutual Wealth Management
Wisconsin
$23K – – –
TRCT
74
Tower Research Capital (TRC)
New York
$23K +$24.2K +7,238 New
ASN
75
Advisory Services Network
Georgia
$17K +$17.5K +5,224 New
1 2
3
4

PNNT Hedge Fund Activity: Q3 2020 in Review

87 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Pennant Park Investment Corp (PNNT) for Q3 2020, worth a combined $64.1M — down 19% from $79.6M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of PNNT and 12 opened new positions — a net loss of 2 holders — while 36 trimmed existing stakes and 21 added.

The largest buyer was Callodine Capital Management, adding an estimated $1.04M. The largest seller was B. Riley Wealth Management, exiting entirely with an estimated $1.65M sold.

  • 87 institutional investors held Pennant Park Investment Corp (PNNT) as of Q3 2020, down from 89 in Q2 2020.
  • Funds reported $64.1M of Pennant Park Investment Corp stock for Q3 2020, down 19% quarter-over-quarter.
  • 12 funds opened new Pennant Park Investment Corp positions in Q3 2020 and 14 closed out, a net change of -2 holders.
  • The largest Pennant Park Investment Corp buyer in Q3 2020 was Callodine Capital Management, an estimated $1.04M added.
  • The largest Pennant Park Investment Corp seller in Q3 2020 was B. Riley Wealth Management, an estimated $1.65M sold.

Based on aggregated 13F filings for Q3 2020.