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Sprott Physical Gold
PHYS

Overview Fund Activity

131 hedge funds and large institutions have $467M invested in Sprott Physical Gold in 2013 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 37 increasing their positions, 39 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
131
Holders Change
+15
Holders Change %
+12.93%
% of All Funds
4.25%
Holding in Top 10
15
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+15.38%
% of All Funds
0.49%
New
26
Increased
37
Reduced
39
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAMP
Polar Asset Management Partners
Ontario, Canada
$47.4M
2
LPL Financial
LPL Financial
California
$11.6M
3
CS
Credit Suisse
Switzerland
$3.75M
4
B
Bailard
California
$2.99M
5
CAN
Cetera Advisor Networks
California
$1.37M

Top Sellers

1
WAM
Weiss Asset Management
Massachusetts
$9.07M
2
Goldman Sachs
Goldman Sachs
New York
$23.8M
3
PHS
Pekin Hardy Strauss
Illinois
$30.8M
4
TAM
Tocqueville Asset Management
New York
$0
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$11M
Name Holding Trade Value Shares
Change 		Shares
Change %
BCA
51
Benchmark Capital Advisors
New York
$1.11M -$2.21K -200 -0.2%
Cohen & Steers
52
Cohen & Steers
New York
$1.07M -$952K -86,500 -47%
B
53
Baird
Wisconsin
$1.01M -$1.72M -155,855 -63%
Neuberger Berman Group
54
Neuberger Berman Group
New York
$965K -$49.6K -4,500 -5%
OC
55
Oppenheimer & Co
New York
$893K +$65.6K +5,950 +8%
DCM
56
Dialectic Capital Management
Connecticut
$837K -$19.5K -1,764 -2%
Janney Montgomery Scott
57
Janney Montgomery Scott
Pennsylvania
$822K +$822K +74,572 New
KIA
58
KCM Investment Advisors
California
$724K +$724K +65,672 New
Deutsche Bank
59
Deutsche Bank
Germany
$684K +$38.5K +3,500 +6%
ACM
60
Argentus Capital Management
Texas
$677K +$20.9K +1,894 +3%
SNC
61
Stifel Nicolaus & Co
Missouri
$668K +$21.7K +1,971 +3%
First Manhattan
62
First Manhattan
New York
$661K – – –
ACA
63
Anchor Capital Advisors
Massachusetts
$647K +$226K +20,500 +54%
F
64
Filament
Washington
$645K +$424K +38,452 +192%
NPC
65
National Planning Corporation
California
$639K +$430K +40,277 +205%
FTUS
66
Flow Traders U.S.
New York
$611K +$611K +55,556 New
SCA
67
Salient Capital Advisors
Texas
$540K – – –
KFS
68
KMS Financial Services
Washington
$530K -$5.01K -455 -0.9%
Creative Planning
69
Creative Planning
Kansas
$513K +$457K +41,449 +810%
KeyBank National Association
70
KeyBank National Association
Ohio
$506K -$4.41K -400 -0.9%
NES
71
New England Securities
New York
$489K +$162K +14,710 +50%
U
72
UBS
Switzerland
$477K +$2.19K +199 +0.5%
AC
73
Altus Capital
Ohio
$472K -$27.5K -2,500 -6%
Bank of Montreal
74
Bank of Montreal
Ontario, Canada
$443K +$208K +18,850 +88%
KIA
75
King Investment Advisors
Texas
$435K – – –
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