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UBS’s Sprott Physical Gold PHYS Stock Holding History

UBS’s Portfolio PHYS Stock Details PHYS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$492K Sell
49,402
-4,861
-9% -$51.6K ﹤0.01% 4293
2014
Q2 		$597K Buy
54,263
+5,262
+11% +$56.3K ﹤0.01% 4044
2014
Q1 		$523K Sell
49,001
-4,741
-9% -$51K ﹤0.01% 4180
2013
Q4 		$535K Buy
53,742
+10,468
+24% +$110K ﹤0.01% 4245
2013
Q3 		$477K Buy
43,274
+199
+0.5% +$2.21K ﹤0.01% 4190
2013
Q2 		$441K Buy
+43,075
New +$509K ﹤0.01% 4226

Other funds holding PHYS

PAMP
Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return
PHS
Pekin Hardy Strauss Chicago, Illinois $1.14B AUM 37.36% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
VF
Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return
SI
Sprott Inc Toronto, Ontario, Canada $3.15B AUM 70.1% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
ECM
Evergreen Capital Management Bellevue, Washington $5.7B AUM 32.06% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
PG
Portola Group San Jose, California $75.6M AUM 15.13% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS's PHYS Position: Q3 2014 in Review

UBS reduced its Sprott Physical Gold (PHYS) stake by 9% in Q3 2014, selling an estimated $51.6K and leaving 49,402 shares worth $492K. The position accounts for ﹤0.01% of the portfolio, ranked #4293.

UBS first reported a position in PHYS in Q2 2013 and has held it in 6 quarters since. The position peaked at $597K in Q2 2014. 125 funds tracked by Wall St. Rank hold PHYS as of Q3 2014.

  • UBS held 49,402 shares of Sprott Physical Gold worth $492K as of Q3 2014.
  • UBS sold 4,861 Sprott Physical Gold shares in Q3 2014, an estimated $51.6K.
  • Sprott Physical Gold made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4293 holding.
  • UBS first reported a position in Sprott Physical Gold in Q2 2013 and has held it in 6 quarters since.
  • UBS's Sprott Physical Gold position peaked at $597K in Q2 2014.
  • 125 funds tracked by Wall St. Rank held Sprott Physical Gold as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.