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PHK

PIMCO High Income Fund
PHK

Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$17.1M +$17.8M +1,458,316 New
ALA
2
Atherton Lane Advisers
California
$16.9M +$17.6M +1,444,057 New
Cohen & Steers
3
Cohen & Steers
New York
$9.27M +$9.64M +791,870 New
SONJCPFB
4
State of New Jersey Common Pension Fund B
New Jersey
$5.91M +$6.15M +504,700 New
Morgan Stanley
5
Morgan Stanley
New York
$5.04M +$5.24M +430,543 New
MFS
6
MSI Financial Services
Massachusetts
$3.28M +$3.41M +280,219 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.14M +$3.26M +267,891 New
Wells Fargo
8
Wells Fargo
California
$2.55M +$2.65M +217,768 New
NPC
9
National Planning Corporation
California
$2.47M +$2.57M +210,801 New
U
10
UBS
Switzerland
$1.43M +$1.48M +121,670 New
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.31M +$1.36M +111,781 New
Bank of America
12
Bank of America
North Carolina
$1.08M +$1.12M +91,841 New
SFSIG
13
San Francisco Sentry Investment Group
California
$928K +$965K +79,220 New
HIM
14
Hanlon Investment Management
New Jersey
$820K +$852K +70,000 New
FAAS
15
First Allied Advisory Services
California
$739K +$768K +63,067 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$610K +$634K +52,062 New
Jane Street
17
Jane Street
New York
$580K +$603K +49,555 New
BRWA
18
B. Riley Wealth Advisors
Florida
$541K +$563K +46,237 New
RFC
19
Regions Financial Corp
Alabama
$433K +$451K +36,999 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$416K +$432K +35,519 New
Creative Planning
21
Creative Planning
Kansas
$349K +$362K +29,767 New
IH
22
IFC Holdings
Florida
$326K +$338K +27,753 New
WS
23
Wedbush Securities
California
$320K +$333K +27,369 New
RJFSA
24
Raymond James Financial Services Advisors
Florida
$304K +$316K +25,987 New
PP
25
Paloma Partners
Connecticut
$279K +$290K +23,800 New
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