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PHK

PIMCO High Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$17.3M -$4.14M -318,059 -20%
U
2
UBS
Switzerland
$16M +$8.98M +689,532 +143%
NPC
3
National Planning Corporation
California
$5.65M -$286K -21,981 -5%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$5.03M +$72.8K +5,588 +2%
CAN
5
Cetera Advisor Networks
California
$4.65M +$778K +59,740 +21%
Morgan Stanley
6
Morgan Stanley
New York
$4.59M -$429K -32,955 -9%
MFS
7
MSI Financial Services
Massachusetts
$4.04M -$9.8K -753 -0.3%
Wells Fargo
8
Wells Fargo
California
$3.65M +$1.07M +82,157 +44%
IMS
9
Index Management Solutions
Pennsylvania
$2.92M +$1.36M +104,764 +96%
PWM
10
Perigon Wealth Management
California
$1.69M +$1.61M +123,975 New
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.45M
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$968K +$49.6K +3,811 +6%
Jane Street
13
Jane Street
New York
$966K +$524K +40,278 +132%
HIM
14
Hanlon Investment Management
New Jersey
$954K
AIG
15
American International Group
New York
$879K +$300K +23,044 +56%
FAAS
16
First Allied Advisory Services
California
$848K -$12.3K -945 -1%
Bank of America
17
Bank of America
North Carolina
$787K -$73.2K -5,624 -9%
CWM
18
Concert Wealth Management
California
$414K +$37.4K +2,874 +10%
IH
19
IFC Holdings
Florida
$411K +$38.7K +2,975 +11%
ICAS
20
Investors Capital Advisory Services
Massachusetts
$380K +$133K +10,240 +58%
Creative Planning
21
Creative Planning
Kansas
$317K +$67K +5,149 +28%
UCFA
22
United Capital Financial Advisors
Texas
$314K
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$290K -$6.8K -522 -2%
Ameriprise
24
Ameriprise
Minnesota
$272K +$115K +8,851 +80%
AA
25
Apriem Advisors
California
$260K