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Simplify Interest Rate Hedge ETF

50 hedge funds and large institutions have $47.6M invested in Simplify Interest Rate Hedge ETF in 2023 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

18.5% more ownership

Funds ownership: 35.47%53.97% (+19%)

6% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 18

0% more funds holding

Funds holding: 5050 (0)

15% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 13

36% less call options, than puts

Call options by funds: $920K | Put options by funds: $1.44M

41% less capital invested

Capital invested by funds: $81.3M → $47.6M (-$33.7M)

Holders
50
Holders Change
Holders Change %
0%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
19
Increased
11
Reduced
13
Closed
18
Calls
$920K
Puts
$1.44M
Net Calls
-$524K
Net Calls Change
-$8K
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$24.7M +$36.6M +406,523 +192%
AWM
2
AE Wealth Management
Kansas
$3.66M +$6.93M +76,974 New
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$2.45M -$808K -8,979 -13%
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$2.29M +$2.87M +31,875 New
IWC
5
Integrated Wealth Concepts
Massachusetts
$2.26M +$3.07M +34,128 +153%
TF
6
Trek Financial
Arizona
$2.13M -$4.03M -44,746 -46%
SAM
7
Simplify Asset Management
Nevada
$1.17M -$1.16M -12,905 -31%
CA
8
Cetera Advisors
Colorado
$1.17M -$813K -9,031 -24%
RG
9
Retirement Group
California
$1.08M +$2.44M +27,089 New
CF
10
Centaurus Financial
California
$846K +$1.24M +13,783 +187%
ZA
11
Zazove Associates
Nevada
$690K -$99K -1,100 -6%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$671K -$800K -8,886 -35%
LAS
13
Lloyd Advisory Services
Georgia
$619K +$1.39M +15,478 New
ASN
14
Advisory Services Network
Georgia
$526K +$1.18M +13,148 New
SWA
15
Stratos Wealth Advisors
Ohio
$512K -$304K -3,379 -21%
Truist Financial
16
Truist Financial
North Carolina
$475K +$1.07M +11,875 New
Goldman Sachs
17
Goldman Sachs
New York
$417K +$606K +6,727 +182%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$285K -$1.37M -15,164 -68%
PFA
19
Professional Financial Advisors
Nebraska
$265K +$56.7K +630 +11%
AIM
20
Anchor Investment Management
South Carolina
$205K +$47.3K +525 +11%
IA
21
IFP Advisors
Florida
$202K -$288K -3,199 -39%
UBS Group
22
UBS Group
Switzerland
$158K +$241K +2,682 +213%
JP Morgan Chase
23
JP Morgan Chase
New York
$141K -$7.29K -81 -2%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$140K +$315K +3,497 New
TC
25
Torno Capital
Massachusetts
$140K +$314K +3,492 New

PFIX Hedge Fund Activity: Q4 2023 in Review

50 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Simplify Interest Rate Hedge ETF (PFIX) for Q4 2023, worth a combined $47.6M — down 41% from $81.3M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new PFIX positions and 18 closed out — a net gain of 1 holder — while 11 added to existing stakes and 13 trimmed.

The largest buyer was Jane Street, adding an estimated $36.6M. The largest seller was HighTower Advisors, exiting entirely with an estimated $7.03M sold.

  • 50 institutional investors held Simplify Interest Rate Hedge ETF (PFIX) as of Q4 2023, unchanged from Q3 2023.
  • Funds reported $47.6M of Simplify Interest Rate Hedge ETF stock for Q4 2023, down 41% quarter-over-quarter.
  • 19 funds opened new Simplify Interest Rate Hedge ETF positions in Q4 2023 and 18 closed out, a net change of +1 holder.
  • The largest Simplify Interest Rate Hedge ETF buyer in Q4 2023 was Jane Street, an estimated $36.6M added.
  • The largest Simplify Interest Rate Hedge ETF seller in Q4 2023 was HighTower Advisors, an estimated $7.03M sold.

Based on aggregated 13F filings for Q4 2023.