We are live on ! Find out more
PFIX icon

Simplify Interest Rate Hedge ETF
PFIX

58 hedge funds and large institutions have $139M invested in Simplify Interest Rate Hedge ETF in 2022 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 16 increasing their positions, 19 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more capital invested

Capital invested by funds: $123M → $139M (+$15.1M)

0.86% less ownership

Funds ownership: 41.53% → 40.67% (-0.86%)

9% less funds holding

Funds holding: 64 → 58 (-6)

16% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 19

28% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 18

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
58
Holders Change
-6
Holders Change %
-9.38%
% of All Funds
1%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
13
Increased
16
Reduced
19
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
+$16.7M
2
MFS
Mirabella Financial Services
United Kingdom
+$6.11M
3
TF
Trek Financial
Arizona
+$5.17M
4
Osaic Holdings
Osaic Holdings
Arizona
+$1.79M
5
AWM
AE Wealth Management
Kansas
+$1.27M

Top Sellers

Rank Fund Capital Flow
1
NA
NewEdge Advisors
Louisiana
-$7.48M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$6.4M
3
SAM
Simplify Asset Management
Nevada
-$5.4M
4
PHS
Pekin Hardy Strauss
Illinois
-$3.49M
5
HighTower Advisors
HighTower Advisors
Illinois
-$3.11M
Name Holding Trade Value Shares
Change 		Change in
Stake
Jane Street
1
Jane Street
New York
$59.2M +$16.7M +293,618 +51%
ASN
2
Advisory Services Network
Georgia
$8.96M -$270K -4,764 -3%
CA
3
Cetera Advisors
Colorado
$7.99M +$684K +12,056 +11%
CG
4
Colony Group
Massachusetts
$6.73M +$316K +5,563 +6%
TF
5
Trek Financial
Arizona
$6.21M +$5.17M +91,081 New
SAM
6
Simplify Asset Management
Nevada
$5.59M -$5.4M -95,092 -54%
National Bank of Canada
7
National Bank of Canada
Quebec, Canada
$4.36M +$221K +3,901 +6%
IWC
8
Integrated Wealth Concepts
Massachusetts
$3.84M +$385K +6,788 +14%
ZA
9
Zazove Associates
Nevada
$3.57M – – –
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$2.97M +$1.19M +20,950 +92%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.41M -$995K -17,528 -33%
Osaic Holdings
12
Osaic Holdings
Arizona
$2.2M +$1.79M +31,510 +4,501%
AWS
13
Atria Wealth Solutions
New York
$1.76M -$3.07K -54 -0.2%
AWM
14
AE Wealth Management
Kansas
$1.52M +$1.27M +22,324 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.48M +$323K +5,681 +35%
SI
16
Stephens Inc
Arkansas
$1.45M +$1.2M +21,186 New
SWA
17
Stratos Wealth Advisors
Ohio
$1.27M -$255K -4,484 -19%
Renaissance Technologies
18
Renaissance Technologies
New York
$1.21M +$510K +8,990 +103%
WAM
19
Worth Asset Management
Texas
$1.18M -$696K -12,266 -42%
IA
20
IFP Advisors
Florida
$1.12M -$123K -2,161 -9%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$1.07M -$6.4M -112,708 -88%
MML Investors Services
22
MML Investors Services
Massachusetts
$1.06M -$1.01M -17,830 -53%
CAN
23
Claraphi Advisory Network
United States
$923K +$768K +13,532 New
SW
24
SteelPeak Wealth
California
$852K +$710K +12,498 New
TIM
25
Triad Investment Management
California
$780K +$649K +11,434 New
1
2 3 4

PFIX Hedge Fund Activity: Q3 2022 in Review

58 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Simplify Interest Rate Hedge ETF (PFIX) for Q3 2022, worth a combined $139M — up 12% from $123M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of PFIX and 13 opened new positions — a net loss of 5 holders — while 19 trimmed existing stakes and 16 added.

The largest buyer was Jane Street, adding an estimated $16.7M. The largest seller was NewEdge Advisors, exiting entirely with an estimated $7.48M sold.

  • 58 institutional investors held Simplify Interest Rate Hedge ETF (PFIX) as of Q3 2022, down from 64 in Q2 2022.
  • Funds reported $139M of Simplify Interest Rate Hedge ETF stock for Q3 2022, up 12% quarter-over-quarter.
  • 13 funds opened new Simplify Interest Rate Hedge ETF positions in Q3 2022 and 18 closed out, a net change of -5 holders.
  • The largest Simplify Interest Rate Hedge ETF buyer in Q3 2022 was Jane Street, an estimated $16.7M added.
  • The largest Simplify Interest Rate Hedge ETF seller in Q3 2022 was NewEdge Advisors, an estimated $7.48M sold.

Based on aggregated 13F filings for Q3 2022.