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Simplify Interest Rate Hedge ETF

50 hedge funds and large institutions have $81.3M invested in Simplify Interest Rate Hedge ETF in 2023 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 7 increasing their positions, 27 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% less funds holding

Funds holding: 5550 (-5)

28% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 18

28.46% less ownership

Funds ownership: 63.93%35.47% (-28%)

41% less capital invested

Capital invested by funds: $137M → $81.3M (-$56.2M)

62% less call options, than puts

Call options by funds: $315K | Put options by funds: $831K

74% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 27

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
50
Holders Change
-5
Holders Change %
-9.09%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
13
Increased
7
Reduced
27
Closed
18
Calls
$315K
Puts
$831K
Net Calls
-$516K
Net Calls Change
-$1K
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$20.3M -$75.7M -995,908 -82%
TF
2
Trek Financial
Arizona
$9.35M +$7.16M +94,204 +2,518%
HighTower Advisors
3
HighTower Advisors
Illinois
$7.03M +$4.68M +61,509 +504%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$6.71M -$1.2M -15,760 -18%
CG
5
Colony Group
Massachusetts
$6.59M -$346K -4,544 -6%
SAM
6
Simplify Asset Management
Nevada
$4.04M -$809K -10,633 -20%
CA
7
Cetera Advisors
Colorado
$3.66M -$181K -2,385 -6%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.45M -$524K -6,894 -21%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$2.13M -$2.31M -30,432 -58%
IWC
10
Integrated Wealth Concepts
Massachusetts
$2.13M -$527K -6,931 -24%
ZA
11
Zazove Associates
Nevada
$1.75M -$2.59M -34,030 -65%
SWA
12
Stratos Wealth Advisors
Ohio
$1.54M +$153K +2,018 +14%
OIA
13
OneDigital Investment Advisors
Kansas
$1.41M +$56.5K +743 +5%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.26M +$279K +3,670 +38%
Osaic Holdings
15
Osaic Holdings
Arizona
$1.24M -$1.23M -16,235 -56%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$849K +$676K +8,890 New
IA
17
IFP Advisors
Florida
$789K -$404K -5,315 -39%
CF
18
Centaurus Financial
California
$703K +$560K +7,359 New
Walleye Capital
19
Walleye Capital
New York
$691K -$26.5K -349 -5%
Citadel Advisors
20
Citadel Advisors
Florida
$659K -$71K -934 -12%
PFGIA
21
Patriot Financial Group Insurance Agency
Massachusetts
$640K -$239K -3,139 -32%
PFA
22
Professional Financial Advisors
Nebraska
$573K +$456K +5,999 New
Renaissance Technologies
23
Renaissance Technologies
New York
$466K +$57.7K +759 +18%
WAM
24
Worth Asset Management
Texas
$452K -$119K -1,567 -25%
AIM
25
Anchor Investment Management
South Carolina
$439K

PFIX Hedge Fund Activity: Q3 2023 in Review

50 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Simplify Interest Rate Hedge ETF (PFIX) for Q3 2023, worth a combined $81.3M — down 41% from $137M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of PFIX and 13 opened new positions — a net loss of 5 holders — while 27 trimmed existing stakes and 7 added.

The largest buyer was Trek Financial, adding an estimated $7.16M. The largest seller was Jane Street, cutting an estimated $75.7M.

  • 50 institutional investors held Simplify Interest Rate Hedge ETF (PFIX) as of Q3 2023, down from 55 in Q2 2023.
  • Funds reported $81.3M of Simplify Interest Rate Hedge ETF stock for Q3 2023, down 41% quarter-over-quarter.
  • 13 funds opened new Simplify Interest Rate Hedge ETF positions in Q3 2023 and 18 closed out, a net change of -5 holders.
  • The largest Simplify Interest Rate Hedge ETF buyer in Q3 2023 was Trek Financial, an estimated $7.16M added.
  • The largest Simplify Interest Rate Hedge ETF seller in Q3 2023 was Jane Street, an estimated $75.7M sold.

Based on aggregated 13F filings for Q3 2023.