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Simplify Interest Rate Hedge ETF
PFIX

18 hedge funds and large institutions have $16.6M invested in Simplify Interest Rate Hedge ETF in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 5 increasing their positions, 2 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 1

150% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 2

50% more funds holding

Funds holding: 12 → 18 (+6)

41% more capital invested

Capital invested by funds: $11.7M → $16.6M (+$4.86M)

1.93% less ownership

Funds ownership: 17.35% → 15.43% (-1.9%)

Holders
18
Holders Change
+6
Holders Change %
+50%
% of All Funds
0.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
5
Reduced
2
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.24M
2
CP
Clayton Partners
California
+$1.18M
3
IA
IFP Advisors
Florida
+$610K
4
BCM
Bluefin Capital Management
New York
+$539K
5
IWC
Integrated Wealth Concepts
Massachusetts
+$346K

Top Sellers

1
PHS
Pekin Hardy Strauss
Illinois
-$476K
2
UBS Group
UBS Group
Switzerland
-$54K
3
HIA
Harbor Investment Advisory
Maryland
-$7.31K
Name Holding Trade Value Shares
Change 		Change in
Stake
PHS
1
Pekin Hardy Strauss
Illinois
$4.63M -$476K -11,905 -9%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$2.29M +$2.24M +56,200 New
ZA
3
Zazove Associates
Nevada
$2.13M – – –
CP
4
Clayton Partners
California
$1.89M +$1.18M +29,424 +173%
RBC
5
Rye Brook Capital
Connecticut
$1.03M – – –
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.03M +$156K +3,917 +18%
IA
7
IFP Advisors
Florida
$629K +$610K +15,280 New
Hotchkis & Wiley Capital Management
8
Hotchkis & Wiley Capital Management
California
$557K – – –
HIA
9
Harbor Investment Advisory
Maryland
$556K -$7.31K -183 -1%
BCM
10
Bluefin Capital Management
New York
$549K +$539K +13,500 New
IWC
11
Integrated Wealth Concepts
Massachusetts
$353K +$346K +8,671 New
CG
12
Colony Group
Massachusetts
$298K +$79.9K +2,000 +38%
AIM
13
Anchor Investment Management
South Carolina
$210K +$139K +3,475 +204%
Morgan Stanley
14
Morgan Stanley
New York
$165K +$2.36K +59 +1%
BW
15
Bison Wealth
Georgia
$87K +$85.8K +2,147 New
SAM
16
S.A. Mason
Michigan
$83K +$81.9K +2,050 New
Osaic Holdings
17
Osaic Holdings
Arizona
$51K +$49.9K +1,250 New
SMG
18
Spectrum Management Group
Indiana
$20K – – –
SPIA
19
Steward Partners Investment Advisory
New York
$1K +$1.12K +28 New
UBS Group
20
UBS Group
Switzerland
– -$54K -1,304 Closed

PFIX Hedge Fund Activity: Q3 2021 in Review

18 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Simplify Interest Rate Hedge ETF (PFIX) for Q3 2021, worth a combined $16.6M — up 41% from $11.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new PFIX positions and 1 closed out — a net gain of 7 holders — while 5 added to existing stakes and 2 trimmed.

The largest buyer was Commonwealth Equity Services, opening a new position worth an estimated $2.24M. The largest seller was Pekin Hardy Strauss, cutting an estimated $476K.

  • 18 institutional investors held Simplify Interest Rate Hedge ETF (PFIX) as of Q3 2021, up from 12 in Q2 2021.
  • Funds reported $16.6M of Simplify Interest Rate Hedge ETF stock for Q3 2021, up 41% quarter-over-quarter.
  • 8 funds opened new Simplify Interest Rate Hedge ETF positions in Q3 2021 and 1 closed out, a net change of +7 holders.
  • The largest Simplify Interest Rate Hedge ETF buyer in Q3 2021 was Commonwealth Equity Services, an estimated $2.24M added.
  • The largest Simplify Interest Rate Hedge ETF seller in Q3 2021 was Pekin Hardy Strauss, an estimated $476K sold.

Based on aggregated 13F filings for Q3 2021.