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Principal Financial Group
PFG

Name Holding Trade Value Shares
Change 		Change in
Stake
ARTA
451
A.R.T. Advisors
New York
– -$1.37M -26,777 Closed
FI
452
FormulaFolio Investments
Michigan
– -$1.08M -21,065 Closed
VKH
453
Virtu KCG Holdings
New York
– -$824K -16,062 Closed
UOC
454
UBS O'Connor
Illinois
– -$824K -16,060 Closed
MSU
455
Maple Securities USA
New Jersey
– -$819K -15,966 Closed
SFP
456
Santa Fe Partners
New Mexico
– -$607K -11,815 Closed
LOAMS
457
Lombard Odier Asset Management (Switzerland)
Switzerland
– -$502K -9,780 Closed
DTL
458
Dynamic Technology Lab
Singapore
– -$385K -7,511 Closed
SLAM
459
Swiss Life Asset Management
– -$360K -7,020 Closed
TH
460
Timber Hill
Connecticut
– -$327K -6,312 Closed
LP
461
LMR Partners
United Kingdom
– -$319K -6,222 Closed
BMC
462
Benin Management Corp
Connecticut
– -$303K -5,900 Closed
FHC
463
First Heartland Consultants
Missouri
– -$233K -4,535 Closed
Connor, Clark & Lunn Investment Management (CC&L)
464
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$221K -4,300 Closed
PC
465
Passport Capital
California
– -$219K -4,264 Closed
GAM
466
Gotham Asset Management
New York
– -$214K -4,177 Closed
WB
467
WesBanco Bank
West Virginia
– -$212K -4,124 Closed
PAG
468
Private Advisor Group
New Jersey
– -$208K -4,074 Closed
HIS
469
Horizon Investment Services
Indiana
– -$200K -3,900 Closed
EA
470
Euclid Advisors
Connecticut
– -$140K -2,737 Closed
AGM
471
Alpine Global Management
New York
– -$115K -2,240 Closed
PCM
472
Prelude Capital Management
New York
– -$25K -488 Closed
ECM
473
Element Capital Management
New York
– -$20.5K -400 Closed
Parallax Volatility Advisers
474
Parallax Volatility Advisers
California
– -$17.5K -338 Closed
SC
475
Searle & Co
Connecticut
– -$14K -289 Closed
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