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Global X US Preferred ETF

98 hedge funds and large institutions have $331M invested in Global X US Preferred ETF in 2020 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 45 increasing their positions, 27 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 12

67% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 27

12% more capital invested

Capital invested by funds: $296M → $331M (+$34.8M)

10% more funds holding

Funds holding: 8998 (+9)

3.32% less ownership

Funds ownership: 48.18%44.86% (-3.3%)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
98
Holders Change
+9
Holders Change %
+10.11%
% of All Funds
1.98%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.08%
New
21
Increased
45
Reduced
27
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FCA
51
FLC Capital Advisors
California
$815K +$194K +7,903 +32%
Janney Montgomery Scott
52
Janney Montgomery Scott
Pennsylvania
$803K -$1.81K -74 -0.2%
ACA
53
Aptus Capital Advisors
Alabama
$802K -$637K -26,005 -45%
AF
54
Advisornet Financial
Minnesota
$727K +$27.2K +1,112 +4%
Commonwealth Equity Services
55
Commonwealth Equity Services
Massachusetts
$702K +$6.44K +263 +0.9%
RIG
56
Roosevelt Investment Group
New York
$699K +$42.9K +1,752 +7%
KWM
57
Kingsview Wealth Management
Oregon
$656K +$200K +8,144 +44%
T
58
TRUADVICE
Florida
$602K +$588K +23,987 New
CRWM
59
Castle Rock Wealth Management
California
$587K +$10K +408 +2%
Citigroup
60
Citigroup
New York
$567K +$176K +7,175 +46%
UCFA
61
United Capital Financial Advisors
Texas
$549K -$824K -33,620 -60%
Cambridge Investment Research Advisors
62
Cambridge Investment Research Advisors
Iowa
$543K -$56K -2,285 -9%
SFS
63
Sowell Financial Services
Arkansas
$500K +$15K +611 +3%
SWP
64
Stratos Wealth Partners
Ohio
$435K +$9.61K +392 +2%
CST
65
Charles Schwab Trust
Nevada
$425K -$13.8K -562 -3%
FFN
66
Focus Financial Network
Minnesota
$425K -$187K -7,652 -31%
PG
67
Prostatis Group
Maryland
$409K +$405K +16,510 New
LWPC
68
Legacy Wealth Partners (California)
California
$387K -$15.2K -620 -4%
GM
69
GeoWealth Management
Illinois
$285K -$7.55K -308 -3%
FANJ
70
Financial Architects (New Jersey)
New Jersey
$283K +$60.7K +2,478 +28%
SCI
71
Stableford Capital II
Arizona
$279K -$98K -4,000 -26%
RIA
72
Realta Investment Advisors
Delaware
$265K +$263K +10,722 New
Northwestern Mutual Wealth Management
73
Northwestern Mutual Wealth Management
Wisconsin
$257K +$159K +6,500 +168%
ASN
74
Advisory Services Network
Georgia
$235K +$233K +9,492 New
SWIG
75
Strategic Wealth Investment Group
Kentucky
$231K +$10.1K +411 +5%

PFFD Hedge Fund Activity: Q3 2020 in Review

98 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Global X US Preferred ETF (PFFD) for Q3 2020, worth a combined $331M — up 12% from $296M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PFFD positions and 12 closed out — a net gain of 9 holders — while 45 added to existing stakes and 27 trimmed.

The largest buyer was FormulaFolio Investments, adding an estimated $17.9M. The largest seller was JBJ Investment Partners, exiting entirely with an estimated $19.1M sold.

  • 98 institutional investors held Global X US Preferred ETF (PFFD) as of Q3 2020, up from 89 in Q2 2020.
  • Funds reported $331M of Global X US Preferred ETF stock for Q3 2020, up 12% quarter-over-quarter.
  • 21 funds opened new Global X US Preferred ETF positions in Q3 2020 and 12 closed out, a net change of +9 holders.
  • The largest Global X US Preferred ETF buyer in Q3 2020 was FormulaFolio Investments, an estimated $17.9M added.
  • The largest Global X US Preferred ETF seller in Q3 2020 was JBJ Investment Partners, an estimated $19.1M sold.

Based on aggregated 13F filings for Q3 2020.